Northeast Financial

Northeast Financial (CRD# 110361) is a financial advisory firm headquartered in Westport, CT. They manage $3,319,705,435 in 1,327 accounts and serve the financial needs of clients across 11 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,320
    MILLION
  • Total Number of Accounts
    1,327
    ACCOUNTS
  • Average Account Value
    $2,501,662
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CT, FL, MA, MD, NJ, NY, PA, SC, TX

Financial Advisors at Northeast Financial
Showing 1 - 3 of 3 top financial advisors.
1
Elwood B. Davis
CRD#: 711268
Westport, CT

Elwood Davis (CRD# 711268) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has 1 year of experience in the finance industry.

2
Scott G. Patten
CRD#: 2203956
518-b Riverside Avenue, 2nd Floor, Westport, CT 06880

Scott Patten (CRD# 2203956) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has over 28 years of experience in the finance industry.

3
Frank D. Rossetti
CRD#: 4537049
518-b Riverside Avenue, 2nd Floor, Westport, CT 06880

Frank Rossetti (CRD# 4537049) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has over 17 years of experience in the finance industry.

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