Northeast Financial

Northeast Financial (CRD# 110361) is a financial advisory firm headquartered in Westport, CT. They manage $4,524,576,000 in 1,527 accounts and serve the financial needs of clients across 12 states (or territories).

Current Firm Details
518-b Riverside Avenue, 2nd Floor, Westport, CT 06880
http://www.nfc-westport.com
By the Numbers
  • Total Assets Under Management
    4,525
    MILLION
  • Total Number of Accounts
    1,527
    ACCOUNTS
  • Average Account Value
    $2,963,049
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CT, FL, MA, MD, NJ, NY, PA, RI, SC, TX

Financial Advisors at Northeast Financial
Showing 1 - 3 of 3 top financial advisors.
1
Elwood Davis, financial advisor Westport CT
Elwood B. Davis
CRD#: 711268
Westport, CT

Elwood Davis (CRD# 711268) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has 1 year of experience in the finance industry.

2
Scott Patten, financial advisor Westport CT
Scott G. Patten
CRD#: 2203956
518-b Riverside Avenue, 2nd Floor, Westport, CT 06880

Scott Patten (CRD# 2203956) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has over 30 years of experience in the finance industry.

3
Frank Rossetti, financial advisor Westport CT
Frank D. Rossetti
CRD#: 4537049
518-b Riverside Avenue, 2nd Floor, Westport, CT 06880

Frank Rossetti (CRD# 4537049) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has over 19 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

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