Northeast Financial

Northeast Financial (CRD# 110361) is a financial advisory firm headquartered in Westport, CT. They manage $4,524,576,000 in 1,527 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    4,525
    MILLION
  • Total Number of Accounts
    1,527
    ACCOUNTS
  • Average Account Value
    $2,963,049
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CT, FL, MA, MD, NJ, NY, PA, RI, SC, TX

Financial Advisors at Northeast Financial
Showing 1 - 3 of 3 top financial advisors.
1
Elwood B. Davis
CRD#: 711268
Westport, CT

Elwood Davis (CRD# 711268) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has 1 year of experience in the finance industry.

2
Scott G. Patten
CRD#: 2203956
518-b Riverside Avenue, 2nd Floor, Westport, CT 06880

Scott Patten (CRD# 2203956) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has over 30 years of experience in the finance industry.

3
Frank D. Rossetti
CRD#: 4537049
518-b Riverside Avenue, 2nd Floor, Westport, CT 06880

Frank Rossetti (CRD# 4537049) is an Investment Advisor Representative working at Northeast Financial in Westport, CT and has over 19 years of experience in the finance industry.

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