Northeast Investment Management Inc.

Northeast Investment Management Inc. (CRD# 105051) is a financial advisory firm headquartered in Boston, MA. They manage $1,322,749,935 in 1,203 accounts and serve the financial needs of clients across 15 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,323
    MILLION
  • Total Number of Accounts
    1,203
    ACCOUNTS
  • Average Account Value
    $1,099,543
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, FL, IL, MA, ME, NH, NY, PA, TX, VA, VT

Financial Advisors at Northeast Investment Management Inc.
Showing 1 - 6 of 6 top financial advisors.
1
John F. Francini
CRD#: 2217936
100 High Street, Suite 1000, Boston, MA 02110
96
Wealthminder
score

John Francini (CRD# 2217936) is an Investment Advisor Representative working at Northeast Investment Management Inc. in Boston, MA and has over 25 years of experience in the finance industry.

2
Nancy M. Mulligan
CRD#: 3227676
100 High Street, Suite 1000, Boston, MA 02110
96
Wealthminder
score

Nancy Mulligan (CRD# 3227676) is an Investment Advisor Representative working at Northeast Investment Management Inc. in Boston, MA and has over 14 years of experience in the finance industry. Nancy Mulligan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Daniel Costa
CRD#: 5499477
150 Federal Street, Boston, MA 02110
90
Wealthminder
score

Daniel Costa (CRD# 5499477) is an Investment Advisor Representative working at Northeast Investment Management Inc. in Boston, MA and has 1 year of experience in the finance industry. Daniel Costa has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
John R. Lawrie
CRD#: 6253302
100 High Street, Suite 1000, Boston, MA 02110
90
Wealthminder
score

John Lawrie (CRD# 6253302) is an Investment Advisor Representative working at Northeast Investment Management Inc. in Boston, MA and has 1 year of experience in the finance industry.

5
Thomas B. Moore
CRD#: 1066653
100 High Street, Suite 1000, Boston, MA 02110
87
Wealthminder
score

Thomas Moore (CRD# 1066653) is an Investment Advisor Representative working at Northeast Investment Management Inc. in Boston, MA and has 1 year of experience in the finance industry.

6
William A. Oates
CRD#: 4338721
100 High Street, Suite 1000, Boston, MA 02110
87
Wealthminder
score

William Oates (CRD# 4338721) is an Investment Advisor Representative working at Northeast Investment Management Inc. in Boston, MA and has 1 year of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.