Northern Trust Securities, Inc.

Northern Trust Securities, Inc. (CRD# 7927) is a financial advisory firm headquartered in Chicago, IL. They manage $1,026,259,255 in 2,110 accounts and serve the financial needs of clients across 35 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,026
    MILLION
  • Total Number of Accounts
    2,110
    ACCOUNTS
  • Average Account Value
    $486,379
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI

Financial Advisors at Northern Trust Securities, Inc.
Showing 11 - 20 of 77 top financial advisors.
11
Ali N. Carmen
CRD#: 4169159
50 South Lasalle Street, Chicago, IL 60603

Ali Carmen (CRD# 4169159) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 23 years of experience in the finance industry.

12
Matthew S. Corbitt
CRD#: 4914727
4747 Executive Drive, San Diego, CA 92122

Matthew Corbitt (CRD# 4914727) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in San Diego, CA and has over 9 years of experience in the finance industry.

13
Sheryl N. Cruz
CRD#: 4739238
1515 Ringling Boulevard, Sarasota, FL 34236

Sheryl Cruz (CRD# 4739238) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Sarasota, FL and has over 9 years of experience in the finance industry.

14
Ivy R. Daily
CRD#: 4267549
50 S. Lasalle Street, Chicago, IL 60675

Ivy Daily (CRD# 4267549) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 23 years of experience in the finance industry.

15
George E. Dernulc
CRD#: 4581499
2190 E. Elliot Road, Suite 100, Tempe, AZ 85284

George Dernulc (CRD# 4581499) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Tempe, AZ and has over 20 years of experience in the finance industry.

16
Thomas Docherty
CRD#: 5785846
50 South Lasalle Street, Chicago, IL 60603

Thomas Docherty (CRD# 5785846) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 13 years of experience in the finance industry.

17
Robert A. Falato
CRD#: 2115975
50 S. Lasalle Street, Chicago, IL 60675

Robert Falato (CRD# 2115975) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 33 years of experience in the finance industry.

18
Christopher D. Ferraro
CRD#: 6181597
50 South Lasalle Street, Chicago, IL 60603

Christopher Ferraro (CRD# 6181597) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 10 years of experience in the finance industry.

19
Cory B. Finke
CRD#: 6497142
50 South Lasalle Street, Chicago, IL 60603

Cory Finke (CRD# 6497142) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 7 years of experience in the finance industry.

20
Alexandra M. Furlong
CRD#: 6356161
50 South Lasalle Street, Chicago, IL 60603

Alexandra Furlong (CRD# 6356161) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 9 years of experience in the finance industry.

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