Nwf Advisory Services Inc.

Nwf Advisory Services Inc. (CRD# 110410) is a financial advisory firm headquartered in Los Angeles, CA. They manage $464,288,846 in 1,272 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    464
    MILLION
  • Total Number of Accounts
    1,272
    ACCOUNTS
  • Average Account Value
    $365,007
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, HI, NV, NY, OR, TX, WA

Financial Advisors at Nwf Advisory Services Inc.
Showing 1 - 10 of 45 top financial advisors.
1
Gale C. Johnston
CRD#: 1505191
11835 West Olympic Blvd., Suite 1150e, Los Angeles, CA 90064
96
Wealthminder
score

Gale Johnston (CRD# 1505191) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Los Angeles, CA and has over 25 years of experience in the finance industry. Gale Johnston has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Donna D. Lea
CRD#: 4689052
1420 E. Chapman Ave, Orange, CA 92866
96
Wealthminder
score

Donna Lea (CRD# 4689052) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Orange, CA and has over 14 years of experience in the finance industry. Donna Lea has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Dean O. Leonard
CRD#: 1275073
11835 W Olympic Blvd, Ste 1155 E., Los Angeles, CA 90064
96
Wealthminder
score

Dean Leonard (CRD# 1275073) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Los Angeles, CA and has over 33 years of experience in the finance industry. Dean Leonard has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Gordon N. Peay
CRD#: 359038
11835 W Olympic Blvd, Ste 1155 E., Los Angeles, CA 90064
96
Wealthminder
score

Gordon Peay (CRD# 359038) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Los Angeles, CA and has over 24 years of experience in the finance industry.

5
Timothy J. Powell
CRD#: 2209644
455 Kern St. #b, Shafter, CA 93263
96
Wealthminder
score

Timothy Powell (CRD# 2209644) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Shafter, CA and has over 25 years of experience in the finance industry. Timothy Powell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Tara C. Trautsch
CRD#: 5292832
252 Pine Ave. Suite C, Pacific Grove, CA 93950
96
Wealthminder
score

Tara Trautsch (CRD# 5292832) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Pacific Grove, CA and has over 11 years of experience in the finance industry. Tara Trautsch has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Brian W. Willenborg
CRD#: 1003000
1777 Borel Place #100, San Mateo, CA 94402
96
Wealthminder
score

Brian Willenborg (CRD# 1003000) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in San Mateo, CA and has over 36 years of experience in the finance industry. Brian Willenborg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Michael T. Wilson
CRD#: 2535458
930 Mendocino Ave. #101, Santa Rosa, CA 95401
96
Wealthminder
score

Michael Wilson (CRD# 2535458) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Santa Rosa, CA and has over 23 years of experience in the finance industry. Michael Wilson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Tom J. Wood
CRD#: 2931022
11835 W Olympic Blvd, Ste 1155 E., Los Angeles, CA 90064
96
Wealthminder
score

Tom Wood (CRD# 2931022) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Los Angeles, CA and has over 20 years of experience in the finance industry. Tom Wood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Charles S. Anderson
CRD#: 2330365
11835 W Olympic Blvd, Ste 1155 E., Los Angeles, CA 90064
93
Wealthminder
score

Charles Anderson (CRD# 2330365) is an Investment Advisor Representative working at Nwf Advisory Services Inc. in Los Angeles, CA and has over 24 years of experience in the finance industry.

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