Nwq Investment Management Company, LLC

Nwq Investment Management Company, LLC (CRD# 121876) is a financial advisory firm headquartered in Los Angeles, CA. They manage $8,928,865,190 in 9,049 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    8,929
    MILLION
  • Total Number of Accounts
    9,049
    ACCOUNTS
  • Average Account Value
    $986,724
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Nwq Investment Management Company, LLC
Showing 1 - 10 of 11 top financial advisors.
1
Jon D. Bosse
CRD#: 2872066
2049 Century Park East,, 4th Floor, Los Angeles, CA 90067
96
Wealthminder
score

Jon Bosse (CRD# 2872066) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 19 years of experience in the finance industry.

2
Gregg S. Tenser
CRD#: 3261485
2049 Century Park East, 16th Floor, Los Angeles, CA 90067
96
Wealthminder
score

Gregg Tenser (CRD# 3261485) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 16 years of experience in the finance industry.

3
Phyllis G. Thomas
CRD#: 2260500
2049 Century Park East, 4th Floor, Los Angeles, CA 90067
96
Wealthminder
score

Phyllis Thomas (CRD# 2260500) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 23 years of experience in the finance industry.

4
Raymond J. Urban
CRD#: 2629208
2049 Century Park East, 16th Floor, Los Angeles, CA 90067
96
Wealthminder
score

Raymond Urban (CRD# 2629208) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 15 years of experience in the finance industry.

5
Craig O. Bailey
CRD#: 1540354
2049 Century Park East 16th Fl, Los Angeles, CA 90067
93
Wealthminder
score

Craig Bailey (CRD# 1540354) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 11 years of experience in the finance industry.

6
Peter L. Boardman
CRD#: 1801030
2049 Century Park East, Suite 1600, Los Angeles, CA 90067
93
Wealthminder
score

Peter Boardman (CRD# 1801030) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 16 years of experience in the finance industry.

7
Sharon M. Castro
CRD#: 1927149
2049 Century Park East, 16th Floor, Los Angeles, CA 90067
93
Wealthminder
score

Sharon Castro (CRD# 1927149) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 20 years of experience in the finance industry.

8
Anthony M. Maramarco
CRD#: 2329843
2049 Century Park East, 16th Floor, Los Angeles, CA 90067
93
Wealthminder
score

Anthony Maramarco (CRD# 2329843) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 23 years of experience in the finance industry.

9
Michael A. Mullane
CRD#: 4737059
2049 Century Park East, Suite 1600, Los Angeles, CA 90067
93
Wealthminder
score

Michael Mullane (CRD# 4737059) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 12 years of experience in the finance industry.

10
Thuy Nga Nguyen
CRD#: 4570292
2049 Century Park East, Suite 1600, Los Angeles, CA 90067
93
Wealthminder
score

Thuy Nga Nguyen (CRD# 4570292) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 15 years of experience in the finance industry.

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