Oak Tree Financial Services, LLC

Oak Tree Financial Services, LLC (CRD# 175281) is a financial advisory firm headquartered in Huntsville, AL. They manage $124,398,864 in 462 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
400 Bob Wallace Avenue Sw, Huntsville, AL 35801
http://www.oaktreefinancialservices.com
By the Numbers
  • Total Assets Under Management
    124
    MILLION
  • Total Number of Accounts
    462
    ACCOUNTS
  • Average Account Value
    $269,262
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, TX

Financial Advisors at Oak Tree Financial Services, LLC
Showing 1 - 5 of 5 top financial advisors.
1
Stephen Cutter, financial advisor Huntsville AL
Stephen M. Cutter
CRD#: 6749025
400 Bob Wallace Avenue Sw, Huntsville, AL 35801

Stephen Cutter (CRD# 6749025) is an Investment Advisor Representative working at Oak Tree Financial Services, LLC in Huntsville, AL and has over 3 years of experience in the finance industry.

2
Richard Gregory, financial advisor Huntsville AL
Richard D. Gregory
CRD#: 2801852
400 Bob Wallace Avenue Sw, Huntsville, AL 35801

Richard Gregory (CRD# 2801852) is an Investment Advisor Representative working at Oak Tree Financial Services, LLC in Huntsville, AL and has over 25 years of experience in the finance industry.

3
Jonathan Hornsby, financial advisor Huntsville AL
Jonathan S. Hornsby
CRD#: 5905497
400 Bob Wallace Avenue Sw, Huntsville, AL 35801

Jonathan Hornsby (CRD# 5905497) is an Investment Advisor Representative working at Oak Tree Financial Services, LLC in Huntsville, AL and has over 10 years of experience in the finance industry. Jonathan Hornsby has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Ronnie Moody, financial advisor Huntsville AL
Ronnie P. Moody
CRD#: 1002081
400 Bob Wallace Avenue Sw, Huntsville, AL 35801

Ronnie Moody (CRD# 1002081) is an Investment Advisor Representative working at Oak Tree Financial Services, LLC in Huntsville, AL and has over 40 years of experience in the finance industry. Ronnie Moody has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Brian Moody, financial advisor Huntsville AL
Brian A. Moody
CRD#: 7370379
400 Bob Wallace Avenue Sw, Huntsville, AL 35801

Brian Moody (CRD# 7370379) is an Investment Advisor Representative working at Oak Tree Financial Services, LLC in Huntsville, AL and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Request Proposals