Oatley & Diak, LLC

Oatley & Diak, LLC (CRD# 123589) is a financial advisory firm headquartered in Parker, CO. They manage $15,577,468 in 131 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    16
    MILLION
  • Total Number of Accounts
    131
    ACCOUNTS
  • Average Account Value
    $118,912
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CO

Financial Advisors at Oatley & Diak, LLC
Showing 1 - 3 of 3 top financial advisors.
1
John Diak, CFP®
CRD#: 5207863
18801 East Mainstreet, Suite 240, Parker, CO 80134
103
Wealthminder
score

Oatley & Diak, LLC is a family run, fee-only registered investment advisor (RIA) firm that provides financial planning and investment management to individuals, families and their related entities, trusts and estates, and family businesses. Oatley & Diak, LLC works with clients to define financial objectives and to develop strategies for reaching those objectives, some of which may include: identification of financial problems, cash flow and budget management, tax planning, risk exposure review, investment management, education funding, retirement planning, estate planning, charitable goals, special needs planning, divorce planning, family business succession issues, fringe benefits, and/or other issues specific to the client.

 

John Diak (CRD# 5207863) is an Investment Advisor Representative working at Oatley & Diak, LLC in Parker, CO and has over 9 years of experience in the finance industry.

 

John Diak has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

2
Noelle O. Diak
CRD#: 4125107
7887 East Belleview, Englewood, CO 80111
93
Wealthminder
score

Noelle Diak (CRD# 4125107) is an Investment Advisor Representative working at Oatley & Diak, LLC in Englewood, CO and has over 17 years of experience in the finance industry.

3
Donald F. Oatley
CRD#: 1288060
18801 East Mainstreet, Suite 240, Parker, CO 80134
93
Wealthminder
score

Donald Oatley (CRD# 1288060) is an Investment Advisor Representative working at Oatley & Diak, LLC in Parker, CO and has over 18 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.