One Hopper Asset Management

One Hopper Asset Management (CRD# 168816) is a financial advisory firm headquartered in Utica, NY. They manage $36,408,537 in 81 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
1 Hopper Street, Utica, NY 13501
By the Numbers
  • Total Assets Under Management
    36
    MILLION
  • Total Number of Accounts
    81
    ACCOUNTS
  • Average Account Value
    $449,488
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, NY

Financial Advisors at One Hopper Asset Management
Showing 1 - 2 of 2 top financial advisors.
1
Wayne Brooks, financial advisor Utica NY
Wayne I. Brooks
CRD#: 2142197
1 Hopper Street, Utica, NY 13501

Wayne Brooks (CRD# 2142197) is an Investment Advisor Representative working at One Hopper Asset Management in Utica, NY and has over 24 years of experience in the finance industry.

2
Joseph Speciale, financial advisor Utica NY
Joseph D. Speciale
CRD#: 2815121
1 Hopper Street, Utica, NY 13501

Joseph Speciale (CRD# 2815121) is an Investment Advisor Representative working at One Hopper Asset Management in Utica, NY and has over 24 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Request Proposals