Oppenheimer & Company Inc.

Oppenheimer & Company Inc. (CRD# 249) is a financial advisory firm headquartered in New York, NY. They manage $27,024,228,664 in 30,576 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    27,024
    MILLION
  • Total Number of Accounts
    30,576
    ACCOUNTS
  • Average Account Value
    $883,838
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Oppenheimer & Company Inc.
Showing 101 - 110 of 1,127 top financial advisors.
101
Duane D. Cabrera
CRD#: 2039205
201 King Of Prussia Road, Suite 320, Radnor, PA 19087

Duane Cabrera (CRD# 2039205) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Radnor, PA and has over 32 years of experience in the finance industry. Duane Cabrera has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

102
Peter M. Cadaret
CRD#: 2833000
85 Broad Street, 22nd Floor, New York, NY 10004

Peter Cadaret (CRD# 2833000) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 25 years of experience in the finance industry.

103
Arthur A. Caione
CRD#: 2200691
666 3rd Avenue, New York, NY 10017

Arthur Caione (CRD# 2200691) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 30 years of experience in the finance industry.

104
Arthur G. Caione
CRD#: 600429
666 3rd Avenue, New York, NY 10017

Arthur Caione (CRD# 600429) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 41 years of experience in the finance industry. Arthur Caione has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

105
Michael L. Campione
CRD#: 2093819
85 Broad Street, 22nd,24th Floor, New York, NY 10004

Michael Campione (CRD# 2093819) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 30 years of experience in the finance industry.

106
Jack Cantalin
CRD#: 6534877
One North Brentwood Boulevard, Suite 600, Saint Louis, MO 63105

Jack Cantalin (CRD# 6534877) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Saint Louis, MO and has over 4 years of experience in the finance industry.

107
Joaquin E. Canto
CRD#: 1100183
711 Louisiana Street, 15th Floor, Houston, TX 77002

Joaquin Canto (CRD# 1100183) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Houston, TX and has over 35 years of experience in the finance industry.

108
David S. Carey
CRD#: 1224756
580 California Street, Suite 2300, San Francisco, CA 94104

David Carey (CRD# 1224756) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in San Francisco, CA and has over 38 years of experience in the finance industry.

109
Lora E. Carlon
CRD#: 1403003
500 West Madison, Suite 3800, Chicago, IL 60661

Lora Carlon (CRD# 1403003) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Chicago, IL and has over 27 years of experience in the finance industry.

110
Richard M. Carpenter
CRD#: 1259654
1800 Second Street, Suite 930, Sarasota, FL 34236

Richard Carpenter (CRD# 1259654) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Sarasota, FL and has over 38 years of experience in the finance industry.

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