Oppenheimer & Company Inc.

Oppenheimer & Company Inc. (CRD# 249) is a financial advisory firm headquartered in New York, NY. They manage $27,024,228,664 in 30,576 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    27,024
    MILLION
  • Total Number of Accounts
    30,576
    ACCOUNTS
  • Average Account Value
    $883,838
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Oppenheimer & Company Inc.
Showing 11 - 20 of 1,143 top financial advisors.
11
David A. Allen
CRD#: 2764225
10880 Wilshire Boulevard, Los Angeles, CA 90024

David Allen (CRD# 2764225) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Los Angeles, CA and has over 21 years of experience in the finance industry.

12
Gerard V. Allen
CRD#: 2189370
4221 West Boy Scout Blvd., Ste 750, Tampa, FL 33607

Gerard Allen (CRD# 2189370) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Tampa, FL and has over 30 years of experience in the finance industry.

13
James A. Allen
CRD#: 2287824
500 West Madison, Suite 3800, Chicago, IL 60661

James Allen (CRD# 2287824) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Chicago, IL and has over 29 years of experience in the finance industry. James Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

14
Wendy M. Allen
CRD#: 2475323
Research Forest Lakeside Building 4, 2445 Technology Forest Boulevard - Suite 510, The Woodlands, TX 77381

Wendy Allen (CRD# 2475323) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in The Woodlands, TX and has over 22 years of experience in the finance industry.

15
Richard S. Alles
CRD#: 1098698
255 State Street, 5th Floor, Boston, MA 02109

Richard Alles (CRD# 1098698) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Boston, MA and has over 39 years of experience in the finance industry.

16
Ronald J. Allison
CRD#: 868246
500 108th Avenue Ne, Suite 2100, Bellevue, WA 98004

Ronald Allison (CRD# 868246) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Bellevue, WA and has over 40 years of experience in the finance industry.

17
Thomas M. Amadio
CRD#: 2508721
777 Third Avenue, 34th Floor, New York, NY 10017

Thomas Amadio (CRD# 2508721) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 26 years of experience in the finance industry.

18
Omri Amit
CRD#: 5799870
666 3rd Avenue, New York, NY 10017

Omri Amit (CRD# 5799870) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 11 years of experience in the finance industry.

19
Rollin V. Amore
CRD#: 1228883
5301 Wisconsin Avenue Nw, Suite 300, Washington, DC 20015

Rollin Amore (CRD# 1228883) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Washington, DC and has over 38 years of experience in the finance industry.

20
David V. Anderson
CRD#: 1063281
4221 West Boy Scout Blvd., Ste 750, Tampa, FL 33607

David Anderson (CRD# 1063281) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Tampa, FL and has over 37 years of experience in the finance industry.

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