Oppenheimer & Company Inc.

Oppenheimer & Company Inc. (CRD# 249) is a financial advisory firm headquartered in New York, NY. They manage $27,024,228,664 in 30,576 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    27,024
    MILLION
  • Total Number of Accounts
    30,576
    ACCOUNTS
  • Average Account Value
    $883,838
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Oppenheimer & Company Inc.
Showing 31 - 40 of 1,132 top financial advisors.
31
James R. Azeltine
CRD#: 1728514
Mission Farms, 10601 Mission Road 3rd Flr, Leawood, KS 66206

James Azeltine (CRD# 1728514) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Leawood, KS and has over 34 years of experience in the finance industry.

32
Steven R. Baaden
CRD#: 1266766
13455 Noel Road, Two Galleria Tower, Suite 1200, Dallas, TX 75240

Steven Baaden (CRD# 1266766) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Dallas, TX and has over 36 years of experience in the finance industry.

33
Paul D. Babaz
CRD#: 2373008
3414 Peachtree Road., N.e., Atlanta, GA 30326

Paul Babaz (CRD# 2373008) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Atlanta, GA and has over 28 years of experience in the finance industry.

34
Alexandra F. Babb
CRD#: 5896187
205 Town Center Drive, Suite 260, Virginia Beach, VA 23462

Alexandra Babb (CRD# 5896187) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Virginia Beach, VA and has over 11 years of experience in the finance industry. Alexandra Babb has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

35
Dean A. Bahniuk
CRD#: 2418525
2601 South Bayshore Drive, Suite 1900, Miami, FL 33133

Dean Bahniuk (CRD# 2418525) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Miami, FL and has over 28 years of experience in the finance industry.

36
Willcox K. Bailey
CRD#: 1052935
205 Town Center Drive, Suite 260, Virginia Beach, VA 23462

Willcox Bailey (CRD# 1052935) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Virginia Beach, VA and has over 39 years of experience in the finance industry.

37
Mark E. Baniszewski
CRD#: 2261558
385 S. Eton Street, Birmingham, MI 48009

Mark Baniszewski (CRD# 2261558) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Birmingham, MI and has over 27 years of experience in the finance industry.

38
Martin J. Bannon
CRD#: 729021
9020 Stony Point Parkway, Suite 250, Richmond, VA 23235

Martin Bannon (CRD# 729021) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Richmond, VA and has over 41 years of experience in the finance industry.

39
Kay L. Barcus
CRD#: 1135686
711 Louisiana Street, 15th Floor, Houston, TX 77002

Kay Barcus (CRD# 1135686) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Houston, TX and has over 31 years of experience in the finance industry. Kay Barcus has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

40
Robert N. Barnes
CRD#: 1562854
One North Brentwood Boulevard, Suite 600, Saint Louis, MO 63105

Robert Barnes (CRD# 1562854) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Saint Louis, MO and has over 35 years of experience in the finance industry.

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