Oppenheimer & Company Inc.

Oppenheimer & Company Inc. (CRD# 249) is a financial advisory firm headquartered in New York, NY. They manage $27,451,266,086 in 34,493 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    27,451
    MILLION
  • Total Number of Accounts
    34,493
    ACCOUNTS
  • Average Account Value
    $795,850
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Oppenheimer & Company Inc.
Showing 31 - 40 of 1,053 top financial advisors.
31
Kay L. Barcus
CRD#: 1135686
711 Louisiana Street, 15th Floor, Houston, TX 77002

Kay Barcus (CRD# 1135686) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Houston, TX and has over 33 years of experience in the finance industry.

32
Robert N. Barnes
CRD#: 1562854
One North Brentwood Boulevard, Suite 600, Saint Louis, MO 63105

Robert Barnes (CRD# 1562854) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Saint Louis, MO and has over 37 years of experience in the finance industry.

33
Michael D. Barocas
CRD#: 839350
666 3rd Avenue, New York, NY 10017

Michael Barocas (CRD# 839350) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 42 years of experience in the finance industry.

34
Victor M. Barrionuevo
CRD#: 2794713
711 Louisiana Street, 15th Floor, Houston, TX 77002

Victor Barrionuevo (CRD# 2794713) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Houston, TX and has over 27 years of experience in the finance industry.

35
Christopher J. Barsky
CRD#: 5222045
85 Broad Street, 22nd Floor, New York, NY 10004

Christopher Barsky (CRD# 5222045) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 7 years of experience in the finance industry.

36
Hugo V. Bartell
CRD#: 5942742
Charlotte, NC

Hugo Bartell (CRD# 5942742) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Charlotte, NC and has over 10 years of experience in the finance industry.

37
Eric R. Bartok
CRD#: 2380133
205 Town Center Drive, Suite 260, Virginia Beach, VA 23462

Eric Bartok (CRD# 2380133) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Virginia Beach, VA and has over 28 years of experience in the finance industry.

38
Ronald S. Baruch
CRD#: 872783
666 3rd Avenue, New York, NY 10017

Ronald Baruch (CRD# 872783) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 43 years of experience in the finance industry.

39
Frances A. Batista
CRD#: 2615334
2811 Ponce De Leon Boulevard, Suite 900, Coral Gables, FL 33134

Frances Batista (CRD# 2615334) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in Coral Gables, FL and has over 27 years of experience in the finance industry.

40
Dennis A. Baum
CRD#: 15030
666 3rd Avenue, New York, NY 10017

Dennis Baum (CRD# 15030) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in New York, NY and has over 44 years of experience in the finance industry.

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