Optima Asset Management Inc.
Optima Asset Management Inc. (CRD# 106095) is a financial advisory firm headquartered in Dallas, TX. They manage $431,799,807 in 179 accounts and serve the financial needs of clients across 1 states (or territories).
Total Assets Under Management432MILLION
Total Number of Accounts179ACCOUNTS
Average Account Value$2,412,289
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
Paul Lightfoot (CRD# 6317454) is an Investment Advisor Representative working at Optima Asset Management Inc. in Dallas, TX and has over 10 years of experience in the finance industry. Paul Lightfoot has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Archie Ponce (CRD# 2899966) is an Investment Advisor Representative working at Optima Asset Management Inc. in Dallas, TX and has over 20 years of experience in the finance industry.