Optima Asset Management Inc.

Optima Asset Management Inc. (CRD# 106095) is a financial advisory firm headquartered in Dallas, TX. They manage $431,799,807 in 179 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    432
    MILLION
  • Total Number of Accounts
    179
    ACCOUNTS
  • Average Account Value
    $2,412,289
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

TX

Financial Advisors at Optima Asset Management Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Paul A. Lightfoot
CRD#: 6317454
12222 Merit Drive, Suite 1700, Dallas, TX 75251
96
Wealthminder
score

Paul Lightfoot (CRD# 6317454) is an Investment Advisor Representative working at Optima Asset Management Inc. in Dallas, TX and has over 10 years of experience in the finance industry. Paul Lightfoot has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Archie A. Ponce
CRD#: 2899966
12222 Merit Drive, Suite 1700, Dallas, TX 75251
93
Wealthminder
score

Archie Ponce (CRD# 2899966) is an Investment Advisor Representative working at Optima Asset Management Inc. in Dallas, TX and has over 20 years of experience in the finance industry.

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