Orion Capital Management LLC

Orion Capital Management LLC (CRD# 119428) is a financial advisory firm headquartered in Coronado, CA. They manage $189,095,508 in 393 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    189
    MILLION
  • Total Number of Accounts
    393
    ACCOUNTS
  • Average Account Value
    $481,159
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, NH, TX

Financial Advisors at Orion Capital Management LLC
Showing 1 - 2 of 2 top financial advisors.
1
Jefferson J. Rotherham
CRD#: 6355070
1330 Orange Avenue, Suite 302, Coronado, CA 92118

Jefferson Rotherham (CRD# 6355070) is an Investment Advisor Representative working at Orion Capital Management LLC in Coronado, CA and has over 8 years of experience in the finance industry. Jefferson Rotherham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Peter C. Thoms
CRD#: 4527390
1330 Orange Avenue, Suite 302, Coronado, CA 92118

We opened our doors in 2002 with a clear and simple mission: to grow and protect our clients’ wealth by implementing durable, resilient investment strategies that are both comfortable for our clients and suitable for their financial circumstances.

 

Orion Capital Management LLC is a privately-owned Registered Investment Advisor based in Coronado, California.  We are an independent fiduciary, and as such we guard the interests of our clients vigorously. We are committed to providing our clients portfolio management that is grounded in our objective research and judgment.

 

Our firm is structured to align our interests as closely as possible with the interests of our clients.  As a fee-only firm, we charge a management fee based upon the assets that we manage.  We receive no commissions or other fees based on transactions and we do not sell any financial products.  Finally, because we are 100% employee-owned and have no corporate parent, we are free to focus exclusively on serving our clients.

 

Today, Orion has a diverse base of clients that includes individuals, families, trusts, non-profit organizations and corporate retirement plans.

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