Otto & Associates, Inc.

Otto & Associates, Inc. (CRD# 109493) is a financial advisory firm headquartered in Norwich, VT. They manage $194,454,861 in 579 accounts and serve the financial needs of clients across 7 states (or territories).

Current Firm Details
16 Beaver Meadow Road, Norwich, VT 05055
http://www.ottoandassociates.com
By the Numbers
  • Total Assets Under Management
    194
    MILLION
  • Total Number of Accounts
    579
    ACCOUNTS
  • Average Account Value
    $335,846
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, FL, NC, NH, NY, TX, VT

Financial Advisors at Otto & Associates, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Susan Goodell, financial advisor Norwich VT
Susan O. Goodell
CRD#: 5895496
16 Beaver Meadow Road, Norwich, VT 05055

Susan Goodell (CRD# 5895496) is an Investment Advisor Representative working at Otto & Associates, Inc. in Norwich, VT and has 1 year of experience in the finance industry. Susan Goodell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
David Otto, financial advisor Norwich VT
David W. Otto
CRD#: 4364736
289 Main St, Norwich, VT 05055

David Otto (CRD# 4364736) is an Investment Advisor Representative working at Otto & Associates, Inc. in Norwich, VT and has 1 year of experience in the finance industry. David Otto has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Deborah Maher, financial advisor Norwich VT
Deborah L. Maher
CRD#: 7429053
16 Beaver Meadow Road, Norwich, VT 05055

Deborah Maher (CRD# 7429053) is an Investment Advisor Representative working at Otto & Associates, Inc. in Norwich, VT and has 1 year of experience in the finance industry. Deborah Maher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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