Palen Financial LLC

Palen Financial LLC (CRD# 144892) is a financial advisory firm headquartered in Davenport, IA. They manage $21,000,000 in 240 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    21
    MILLION
  • Total Number of Accounts
    240
    ACCOUNTS
  • Average Account Value
    $87,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

IA, IL

Financial Advisors at Palen Financial LLC
Showing 1 - 2 of 2 top financial advisors.
1
David J. Ballheim
CRD#: 5812321
1910 East Kimberly Road, Suite 315, Davenport, IA 52807
93
Wealthminder
score

David Ballheim (CRD# 5812321) is an Investment Advisor Representative working at Palen Financial LLC in Davenport, IA and has over 6 years of experience in the finance industry.

2
Frederick J. Palen
CRD#: 840329
1910 East Kimberly Road, Suite 315, Davenport, IA 52807
93
Wealthminder
score

Frederick Palen (CRD# 840329) is an Investment Advisor Representative working at Palen Financial LLC in Davenport, IA and has over 28 years of experience in the finance industry.

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