Peak Financial Management Inc.

Peak Financial Management Inc. (CRD# 110559) is a financial advisory firm headquartered in Waltham, MA. They manage $299,954,084 in 1,074 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    300
    MILLION
  • Total Number of Accounts
    1,074
    ACCOUNTS
  • Average Account Value
    $279,287
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL, MA, NH, NY, TX, VA

Financial Advisors at Peak Financial Management Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Kenneth J. Dean
CRD#: 4567381
281 Winter Street, Suite 160, Waltham, MA 02451
96
Wealthminder
score

Kenneth Dean (CRD# 4567381) is an Investment Advisor Representative working at Peak Financial Management Inc. in Waltham, MA and has over 15 years of experience in the finance industry. Kenneth Dean has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Christopher K. Gaffney
CRD#: 2896156
281 Winter Street, Suite 160, Waltham, MA 02451
96
Wealthminder
score

Christopher Gaffney (CRD# 2896156) is an Investment Advisor Representative working at Peak Financial Management Inc. in Waltham, MA and has over 20 years of experience in the finance industry. Christopher Gaffney has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jeffrey C. Smith
CRD#: 4163198
281 Winter Street, Suite 160, Waltham, MA 02451
96
Wealthminder
score

Jeffrey Smith (CRD# 4163198) is an Investment Advisor Representative working at Peak Financial Management Inc. in Waltham, MA and has over 17 years of experience in the finance industry.

4
Pran N. Tiku
CRD#: 1272864
281 Winter Street, Suite 160, Waltham, MA 02451
96
Wealthminder
score

Pran Tiku (CRD# 1272864) is an Investment Advisor Representative working at Peak Financial Management Inc. in Waltham, MA and has over 33 years of experience in the finance industry. Pran Tiku has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Neel Tiku
CRD#: 6031243
281 Winter Street, Suite 160, Waltham, MA 02451
90
Wealthminder
score

Neel Tiku (CRD# 6031243) is an Investment Advisor Representative working at Peak Financial Management Inc. in Waltham, MA and has over 5 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.