Pembroke Advisors, Inc.

Pembroke Advisors, Inc. (CRD# 125011) is a financial advisory firm headquartered in Houston, TX. They manage $43,218,178 in 116 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    43
    MILLION
  • Total Number of Accounts
    116
    ACCOUNTS
  • Average Account Value
    $372,571
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

LA, TX

Financial Advisors at Pembroke Advisors, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Ross W. Richardson
CRD#: 1834019
20333 State Highway 249, Suite 200, Houston, TX 77070
96
Wealthminder
score

Ross Richardson (CRD# 1834019) is an Investment Advisor Representative working at Pembroke Advisors, Inc. in Houston, TX and has over 29 years of experience in the finance industry. Ross Richardson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Laura A. Smoot
CRD#: 3075106
20333 State Highway 249, Suite 200, Houston, TX 77070
96
Wealthminder
score

Laura Smoot (CRD# 3075106) is an Investment Advisor Representative working at Pembroke Advisors, Inc. in Houston, TX and has over 17 years of experience in the finance industry. Laura Smoot has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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