Penn Capital Management Company, LLC

Penn Capital Management Company, LLC (CRD# 105081) is a financial advisory firm headquartered in Philadelphia, PA. They manage $1,696,319,712 in 934 accounts and serve the financial needs of clients across 51 states (or territories).

Current Firm Details
1200 Intrepid Avenue, Suite 400, Philadelphia, PA 19112
https://www.linkedin.com/penn-capital-compliance
By the Numbers
  • Total Assets Under Management
    1,696
    MILLION
  • Total Number of Accounts
    934
    ACCOUNTS
  • Average Account Value
    $1,816,188
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Penn Capital Management Company, LLC
Showing 1 - 1 of 1 top financial advisors.
1
Richard Hocker, financial advisor Cherry Hill NJ
Richard A. Hocker
CRD#: 850185
457 Haddonfield Road, Suite 210, Cherry Hill, NJ 08002

Richard Hocker (CRD# 850185) is an Investment Advisor Representative working at Penn Capital Management Company, LLC in Cherry Hill, NJ and has 1 year of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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