Pensionmark Financial Group, LLC

Pensionmark Financial Group, LLC (CRD# 208512) is a financial advisory firm headquartered in Santa Barbara, CA. They manage $9,987,713,686 in 3,170 accounts and serve the financial needs of clients across 41 states (or territories).

By the Numbers
  • Total Assets Under Management
    9,988
    MILLION
  • Total Number of Accounts
    3,170
    ACCOUNTS
  • Average Account Value
    $3,150,698
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WY

Financial Advisors at Pensionmark Financial Group, LLC
Showing 1 - 10 of 82 top financial advisors.
1
Ralph R. Coppola
CRD#: 2191594
24 E. Cota Street, Santa Barbara, CA 93101
96
Wealthminder
score

Ralph Coppola (CRD# 2191594) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Santa Barbara, CA and has over 26 years of experience in the finance industry.

2
Gary W. Jurney
CRD#: 1317250
16545 Village Dr Building B, Jersey Village, TX 77040
96
Wealthminder
score

Gary Jurney (CRD# 1317250) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Jersey Village, TX and has over 33 years of experience in the finance industry.

3
William C. Kendall
CRD#: 4623401
5305 Village Parkway Ste 5, Rogers, AR 72758
96
Wealthminder
score

William Kendall (CRD# 4623401) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Rogers, AR and has over 15 years of experience in the finance industry.

4
Shannon C. Main
CRD#: 2618544
120 Vantis, Suite 300, Aliso Viejo, CA 92656
96
Wealthminder
score

Shannon Main (CRD# 2618544) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Aliso Viejo, CA and has over 22 years of experience in the finance industry. Shannon Main has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
James D. Moyes
CRD#: 5135222
149 N 1200 E Ste D, Lehi, UT 84043
96
Wealthminder
score

James Moyes (CRD# 5135222) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Lehi, UT and has over 11 years of experience in the finance industry. James Moyes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
David A. Radoccia
CRD#: 1442962
24 E. Cota Street, Santa Barbara, CA 93101
96
Wealthminder
score

David Radoccia (CRD# 1442962) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Santa Barbara, CA and has over 32 years of experience in the finance industry. David Radoccia has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Robert E. Recchia
CRD#: 801806
13475 Danielson Street, Poway, CA 92064
96
Wealthminder
score

Robert Recchia (CRD# 801806) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Poway, CA and has over 22 years of experience in the finance industry.

8
Christopher K. Schneeman
CRD#: 1471731
345 St Peter St, # 2040, Saint Paul, MN 55102
96
Wealthminder
score

Christopher Schneeman (CRD# 1471731) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Saint Paul, MN and has over 31 years of experience in the finance industry.

9
Joseph A. Stack
CRD#: 2327449
10440 N. Central Expressway, Suite 800, Dallas, TX 75231
96
Wealthminder
score

Joseph Stack (CRD# 2327449) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Dallas, TX and has over 24 years of experience in the finance industry. Joseph Stack has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Colby R. Stringham
CRD#: 5225023
Gilbert, AZ
96
Wealthminder
score

Colby Stringham (CRD# 5225023) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Gilbert, AZ and has over 11 years of experience in the finance industry.

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