Phase Iii Advisory Services, Ltd

Phase Iii Advisory Services, Ltd (CRD# 122959) is a financial advisory firm headquartered in Buffalo Grove, IL. They manage $91,532,000 in 931 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    92
    MILLION
  • Total Number of Accounts
    931
    ACCOUNTS
  • Average Account Value
    $98,316
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

IL, WI

Financial Advisors at Phase Iii Advisory Services, Ltd
Showing 1 - 3 of 3 top financial advisors.
1
John W. Bever
CRD#: 1199159
1110 W. Lake Cook Road, Suite 265, Buffalo Grove, IL 60089
96
Wealthminder
score

John Bever (CRD# 1199159) is an Investment Advisor Representative working at Phase Iii Advisory Services, Ltd in Buffalo Grove, IL and has over 30 years of experience in the finance industry. John Bever has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James M. Uren
CRD#: 4428814
1110 W. Lake Cook Road, Suite 265, Buffalo Grove, IL 60089
93
Wealthminder
score

James Uren (CRD# 4428814) is an Investment Advisor Representative working at Phase Iii Advisory Services, Ltd in Buffalo Grove, IL and has over 15 years of experience in the finance industry.

3
Thomas E. Spiegelhalter
CRD#: 6002872
1110 W.lake Cook Rd, Suite #265, Buffalo Grove, IL 60089
90
Wealthminder
score

Thomas Spiegelhalter (CRD# 6002872) is an Investment Advisor Representative working at Phase Iii Advisory Services, Ltd in Buffalo Grove, IL and has over 4 years of experience in the finance industry.

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