Phase Iii Advisory Services, Ltd

Phase Iii Advisory Services, Ltd (CRD# 122959) is a financial advisory firm headquartered in Buffalo Grove, IL. They manage $115,026,024 in 1,461 accounts and serve the financial needs of clients across 6 states (or territories).

Current Firm Details
1110 W.lake Cook Rd, Suite #265, Buffalo Grove, IL 60089
http://www.phase3advisory.com
By the Numbers
  • Total Assets Under Management
    115
    MILLION
  • Total Number of Accounts
    1,461
    ACCOUNTS
  • Average Account Value
    $78,731
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, IL, IN, MI, TX, WI

Financial Advisors at Phase Iii Advisory Services, Ltd
Showing 1 - 3 of 3 top financial advisors.
1
John Bever, financial advisor Buffalo Grove IL
John W. Bever
CRD#: 1199159
1110 W. Lake Cook Road, Suite 265, Buffalo Grove, IL 60089

John Bever (CRD# 1199159) is an Investment Advisor Representative working at Phase Iii Advisory Services, Ltd in Buffalo Grove, IL and has over 34 years of experience in the finance industry. John Bever has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James Uren, financial advisor Buffalo Grove IL
James M. Uren
CRD#: 4428814
Buffalo Grove, IL 60089

James Uren (CRD# 4428814) is an Investment Advisor Representative working at Phase Iii Advisory Services, Ltd in Buffalo Grove, IL and has over 19 years of experience in the finance industry.

3
Jonathan Henkels, financial advisor Buffalo Grove IL
Jonathan J. Henkels
CRD#: 6918755
1110 W.lake Cook Rd, Suite #265, Buffalo Grove, IL 60089

Jonathan Henkels (CRD# 6918755) is an Investment Advisor Representative working at Phase Iii Advisory Services, Ltd in Buffalo Grove, IL and has over 2 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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