Phocas Financial Corporation

Phocas Financial Corporation (CRD# 135470) is a financial advisory firm headquartered in Alameda, CA. They manage $1,437,491,303 in 238 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,437
    MILLION
  • Total Number of Accounts
    238
    ACCOUNTS
  • Average Account Value
    $6,039,879
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Phocas Financial Corporation
Showing 1 - 4 of 4 top financial advisors.
1
James A. Murray
CRD#: 2651053
980 Atlantic Avenue, Suite 106, Alameda, CA 94501
96
Wealthminder
score

James Murray (CRD# 2651053) is an Investment Advisor Representative working at Phocas Financial Corporation in Alameda, CA and has over 19 years of experience in the finance industry.

2
Kevin F. Granger
CRD#: 2093058
980 Atlantic Avenue, Suite 106, Alameda, CA 94501
93
Wealthminder
score

Kevin Granger (CRD# 2093058) is an Investment Advisor Representative working at Phocas Financial Corporation in Alameda, CA and has over 15 years of experience in the finance industry.

3
Stephen L. Block
CRD#: 4584035
980 Atlantic Avenue, Suite 106, Alameda, CA 94501
90
Wealthminder
score

Stephen Block (CRD# 4584035) is an Investment Advisor Representative working at Phocas Financial Corporation in Alameda, CA and has 1 year of experience in the finance industry.

4
William F. Schaff
CRD#: 1577475
980 Atlantic Avenue, Suite 106, Alameda, CA 94501
71
Wealthminder
score

William Schaff (CRD# 1577475) is an Investment Advisor Representative working at Phocas Financial Corporation in Alameda, CA and has over 22 years of experience in the finance industry. William Schaff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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