Pickens Financial Group, Inc.

Pickens Financial Group, Inc. (CRD# 127793) is a financial advisory firm headquartered in Prescott, AZ. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Pickens Financial Group, Inc.
Showing 1 - 1 of 1 top financial advisors.
Dwain D. Pickens
CRD#: 3038237
1129 West Iron Springs Road, Prescott, AZ 86305

Dwain Pickens (CRD# 3038237) is an Investment Advisor Representative working at Pickens Financial Group, Inc. in Prescott, AZ and has over 20 years of experience in the finance industry. Dwain Pickens has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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