Pin Oak Investment Advisors Inc.

Pin Oak Investment Advisors Inc. (CRD# 105550) is a financial advisory firm headquartered in Houston, TX. They manage $229,000,000 in 462 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    229
    MILLION
  • Total Number of Accounts
    462
    ACCOUNTS
  • Average Account Value
    $495,671
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Pin Oak Investment Advisors Inc.
Showing 1 - 3 of 3 top financial advisors.
1
James B. Rouse
CRD#: 2079302
510 Bering, Suite 100, Houston, TX 77057
96
Wealthminder
score

James Rouse (CRD# 2079302) is an Investment Advisor Representative working at Pin Oak Investment Advisors Inc. in Houston, TX and has over 26 years of experience in the finance industry. James Rouse has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Daniel C. Estes
CRD#: 2566459
510 Bering Drive, Ste 100, Houston, TX 77057
93
Wealthminder
score

Daniel Estes (CRD# 2566459) is an Investment Advisor Representative working at Pin Oak Investment Advisors Inc. in Houston, TX and has over 21 years of experience in the finance industry.

3
John F. Platt
CRD#: 2187649
510 Bering, Suite 100, Houston, TX 77057
93
Wealthminder
score

John Platt (CRD# 2187649) is an Investment Advisor Representative working at Pin Oak Investment Advisors Inc. in Houston, TX and has over 25 years of experience in the finance industry.

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