Be advised. This firm is no longer registered.

Pivot Independent Financial, LLC

Pivot Independent Financial, LLC (CRD# 164774) is a financial advisory firm headquartered in Santa Barbara, CA. They manage $73,008,399 in 337 accounts and serve the financial needs of clients across 2 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Pivot Independent Financial, LLC
No Advisor Found.
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