Principal Securities, Inc.

Principal Securities, Inc. (CRD# 1137) is a financial advisory firm headquartered in Des Moines, IA. They manage $6,109,839,100 in 31,797 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    6,110
    MILLION
  • Total Number of Accounts
    31,797
    ACCOUNTS
  • Average Account Value
    $192,151
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Principal Securities, Inc.
Showing 1 - 10 of 1,338 top financial advisors.
1
Tyler J. Abels
CRD#: 5482072
Des Moines, IA 50392

Tyler Abels (CRD# 5482072) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 4 years of experience in the finance industry.

2
David B. Adams
CRD#: 4603473
Birmingham, AL 35243

David Adams (CRD# 4603473) is an Investment Advisor Representative working at Principal Securities, Inc. in Birmingham, AL and has over 17 years of experience in the finance industry.

3
Teresa L. Adams
CRD#: 4855677
Indianapolis, IN 46268

Teresa Adams (CRD# 4855677) is an Investment Advisor Representative working at Principal Securities, Inc. in Indianapolis, IN and has over 12 years of experience in the finance industry.

4
Jennifer S. Adamson
CRD#: 4681464
Des Moines, IA 50392

Jennifer Adamson (CRD# 4681464) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 12 years of experience in the finance industry.

5
Michael J. Adelman
CRD#: 6157826
Grand Island, NE 68803

Michael Adelman (CRD# 6157826) is an Investment Advisor Representative working at Principal Securities, Inc. in Grand Island, NE and has over 4 years of experience in the finance industry.

6
Anees A. Akhund
CRD#: 1374125
Visalia, CA 93291

Anees Akhund (CRD# 1374125) is an Investment Advisor Representative working at Principal Securities, Inc. in Visalia, CA and has over 3 years of experience in the finance industry.

7
Bruno D. Albarello
CRD#: 1851211
Downers Grove, IL 60515

Bruno Albarello (CRD# 1851211) is an Investment Advisor Representative working at Principal Securities, Inc. in Downers Grove, IL and has over 28 years of experience in the finance industry. Bruno Albarello has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Kristin M. Alexander
CRD#: 3116676
Tampa, FL 33607

Kristin Alexander (CRD# 3116676) is an Investment Advisor Representative working at Principal Securities, Inc. in Tampa, FL and has over 18 years of experience in the finance industry.

9
Thomas J. Alexander
CRD#: 4018047
Des Moines, IA 50392

Thomas Alexander (CRD# 4018047) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 20 years of experience in the finance industry.

10
Zena K. Alexander
CRD#: 4276855
Omaha, NE 68154

Zena Alexander (CRD# 4276855) is an Investment Advisor Representative working at Principal Securities, Inc. in Omaha, NE and has over 17 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.