Principal Securities, Inc.

Principal Securities, Inc. (CRD# 1137) is a financial advisory firm headquartered in Des Moines, IA. They manage $9,416,854,861 in 46,075 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    9,417
    MILLION
  • Total Number of Accounts
    46,075
    ACCOUNTS
  • Average Account Value
    $204,381
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Principal Securities, Inc.
Showing 11 - 20 of 1,194 top financial advisors.
11
Debra J. Anderson
CRD#: 4986860
East Norriton, PA

Debra Anderson (CRD# 4986860) is an Investment Advisor Representative working at Principal Securities, Inc. in East Norriton, PA and has over 18 years of experience in the finance industry.

12
Peter J. Anderson
CRD#: 4461644
400 E Business Way, Ste 125 & 140, Sharonville, OH 45241

Peter Anderson (CRD# 4461644) is an Investment Advisor Representative working at Principal Securities, Inc. in Sharonville, OH and has over 22 years of experience in the finance industry.

13
Kristin M. Andrews
CRD#: 3050287
711 High St, Des Moines, IA 50392

Kristin Andrews (CRD# 3050287) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 18 years of experience in the finance industry.

14
James C. Anselmo
CRD#: 4189453
Winter Spgs, FL

James Anselmo (CRD# 4189453) is an Investment Advisor Representative working at Principal Securities, Inc. in Winter Spgs, FL and has over 23 years of experience in the finance industry.

15
Russell J. Anthofer
CRD#: 4421512
711 High St, Des Moines, IA 50392

Russell Anthofer (CRD# 4421512) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 16 years of experience in the finance industry.

16
Leslie A. Arcuri
CRD#: 2232623
Charlottesville, VA

Leslie Arcuri (CRD# 2232623) is an Investment Advisor Representative working at Principal Securities, Inc. in Charlottesville, VA and has over 25 years of experience in the finance industry.

17
Katrina L. Arthur
CRD#: 5452302
711 High St, Des Moines, IA 50392

Katrina Arthur (CRD# 5452302) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 5 years of experience in the finance industry.

18
Kelly M. Atkins
CRD#: 1731853
550 E Swedesford Rd, Ste 240, Wayne, PA 19087

Kelly Atkins (CRD# 1731853) is an Investment Advisor Representative working at Principal Securities, Inc. in Wayne, PA and has over 36 years of experience in the finance industry.

19
Jerold Attento
CRD#: 4918269
2875 Ne 191st St Ste 500, Aventura, FL 33180

Jerold Attento (CRD# 4918269) is an Investment Advisor Representative working at Principal Securities, Inc. in Aventura, FL and has over 18 years of experience in the finance industry.

20
Tyler R. Auman
CRD#: 6107630
1059 Longfellow Dr Ste A, Hiawatha, IA 52233

Tyler Auman (CRD# 6107630) is an Investment Advisor Representative working at Principal Securities, Inc. in Hiawatha, IA and has over 5 years of experience in the finance industry.

PREV ... 1 2 3 4 5 6 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.