Principal Securities, Inc.

Principal Securities, Inc. (CRD# 1137) is a financial advisory firm headquartered in Des Moines, IA. They manage $9,416,854,861 in 46,075 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    9,417
    MILLION
  • Total Number of Accounts
    46,075
    ACCOUNTS
  • Average Account Value
    $204,381
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Principal Securities, Inc.
Showing 21 - 30 of 1,194 top financial advisors.
21
Raelynn J. Austin
CRD#: 4467162
711 High St, Des Moines, IA 50392

Raelynn Austin (CRD# 4467162) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 22 years of experience in the finance industry.

22
Shane M. Baack
CRD#: 5515243
344 Main St Ste 100, Seward, NE 68434

Shane Baack (CRD# 5515243) is an Investment Advisor Representative working at Principal Securities, Inc. in Seward, NE and has over 15 years of experience in the finance industry.

23
Julie M. Babcock
CRD#: 4380020
6700 Rockledge Dr, Bldg A Ste 350, Bethesda, MD 20817

Julie Babcock (CRD# 4380020) is an Investment Advisor Representative working at Principal Securities, Inc. in Bethesda, MD and has over 22 years of experience in the finance industry.

24
Jamie M. Bachman
CRD#: 2420442
711 High St, Des Moines, IA 50392

Jamie Bachman (CRD# 2420442) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 24 years of experience in the finance industry.

25
John A. Baczwaski
CRD#: 4726562
18205 Capitol Ave, Ste 300, Elkhorn, NE 68022

John Baczwaski (CRD# 4726562) is an Investment Advisor Representative working at Principal Securities, Inc. in Elkhorn, NE and has over 18 years of experience in the finance industry.

26
John D. Baergen
CRD#: 4332267
Richardson, TX

John Baergen (CRD# 4332267) is an Investment Advisor Representative working at Principal Securities, Inc. in Richardson, TX and has over 22 years of experience in the finance industry.

27
Erik M. Bagley
CRD#: 6824405
Folsom, CA

Erik Bagley (CRD# 6824405) is an Investment Advisor Representative working at Principal Securities, Inc. in Folsom, CA and has over 6 years of experience in the finance industry.

28
Robert C. Bailey
CRD#: 6782506
18205 Capitol Ave, Ste 300, Elkhorn, NE 68022

Robert Bailey (CRD# 6782506) is an Investment Advisor Representative working at Principal Securities, Inc. in Elkhorn, NE and has over 6 years of experience in the finance industry.

29
Matthew R. Banzhaf
CRD#: 5800640
6701 Westown Pkwy, Ste 200, West Des Moines, IA 50266

Matthew Banzhaf (CRD# 5800640) is an Investment Advisor Representative working at Principal Securities, Inc. in West Des Moines, IA and has over 13 years of experience in the finance industry.

30
Alonzo F. Barnes
CRD#: 2078002
4830 W Kennedy Blvd, Ste 550, Tampa, FL 33609

Alonzo Barnes (CRD# 2078002) is an Investment Advisor Representative working at Principal Securities, Inc. in Tampa, FL and has over 33 years of experience in the finance industry.

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