Principium Investments LLC

Principium Investments LLC (CRD# 124989) is a financial advisory firm headquartered in Boulder, CO. They manage $91,295,721 in 335 accounts and serve the financial needs of clients across 8 states (or territories).

By the Numbers
  • Total Assets Under Management
    91
    MILLION
  • Total Number of Accounts
    335
    ACCOUNTS
  • Average Account Value
    $272,525
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, FL, MN, NY, OR, TN, TX

Financial Advisors at Principium Investments LLC
Showing 1 - 2 of 2 top financial advisors.
1
Michael P. Tracy
CRD#: 1805024
1877 Broadway, Suite 100, Boulder, CO 80302
96
Wealthminder
score

Michael Tracy (CRD# 1805024) is an Investment Advisor Representative working at Principium Investments LLC in Boulder, CO and has over 26 years of experience in the finance industry. Michael Tracy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Gregory R. Berry
CRD#: 6819496
1877 Broadway, Suite 100, Boulder, CO 80302
87
Wealthminder
score

Gregory Berry (CRD# 6819496) is an Investment Advisor Representative working at Principium Investments LLC in Boulder, CO and has 1 year of experience in the finance industry.

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