Private Ocean

Private Ocean (CRD# 110666) is a financial advisory firm headquartered in San Rafael, CA. They manage $1,591,993,031 in 3,000 accounts and serve the financial needs of clients across 7 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,592
    MILLION
  • Total Number of Accounts
    3,000
    ACCOUNTS
  • Average Account Value
    $530,664
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, NY, OR, TX, WA

Financial Advisors at Private Ocean
Showing 1 - 10 of 20 top financial advisors.
1
Julie A. Back
CRD#: 1690127
1700 Westlake Avenue North, Suite 325, Seattle, WA 98109
96
Wealthminder
score

Julie Back (CRD# 1690127) is an Investment Advisor Representative working at Private Ocean in Seattle, WA and has over 30 years of experience in the finance industry. Julie Back has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
John M. Dunstan
CRD#: 1431724
1700 Westlake Avenue North, Suite 325, Seattle, WA 98109
96
Wealthminder
score

John Dunstan (CRD# 1431724) is an Investment Advisor Representative working at Private Ocean in Seattle, WA and has over 32 years of experience in the finance industry. John Dunstan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Gregory H. Friedman
CRD#: 1929640
100 Smith Ranch Rd., Suite 300, San Rafael, CA 94903
96
Wealthminder
score

Gregory Friedman (CRD# 1929640) is an Investment Advisor Representative working at Private Ocean in San Rafael, CA and has over 27 years of experience in the finance industry. Gregory Friedman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Briana K. Keydel
CRD#: 2810238
1700 Westlake Avenue North, Suite 325, Seattle, WA 98109
96
Wealthminder
score

Briana Keydel (CRD# 2810238) is an Investment Advisor Representative working at Private Ocean in Seattle, WA and has over 21 years of experience in the finance industry. Briana Keydel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Kristine K. McHugh
CRD#: 4767763
100 Smith Ranch Rd., Suite 300, San Rafael, CA 94903
96
Wealthminder
score

Kristine McHugh (CRD# 4767763) is an Investment Advisor Representative working at Private Ocean in San Rafael, CA and has over 11 years of experience in the finance industry. Kristine McHugh has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Charles M. Pyfer
CRD#: 4000198
100 Smith Ranch Rd., Suite 300, San Rafael, CA 94903
96
Wealthminder
score

Charles Pyfer (CRD# 4000198) is an Investment Advisor Representative working at Private Ocean in San Rafael, CA and has over 18 years of experience in the finance industry. Charles Pyfer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Tanya E. Rhodes
CRD#: 1514188
100 Smith Ranch Rd., Suite 300, San Rafael, CA 94903
96
Wealthminder
score

Tanya Rhodes (CRD# 1514188) is an Investment Advisor Representative working at Private Ocean in San Rafael, CA and has over 19 years of experience in the finance industry.

8
Sarah E. Wotherspoon
CRD#: 4597986
100 Smith Ranch Rd., Suite 300, San Rafael, CA 94903
96
Wealthminder
score

Sarah Wotherspoon (CRD# 4597986) is an Investment Advisor Representative working at Private Ocean in San Rafael, CA and has over 15 years of experience in the finance industry. Sarah Wotherspoon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Paul A. Austin
CRD#: 5166342
100 Smith Ranch Rd., Suite 300, San Rafael, CA 94903
93
Wealthminder
score

Paul Austin (CRD# 5166342) is an Investment Advisor Representative working at Private Ocean in San Rafael, CA and has over 10 years of experience in the finance industry.

10
George R. Lane
CRD#: 4839034
100 Smith Ranch Rd., Suite 300, San Rafael, CA 94903
93
Wealthminder
score

George Lane (CRD# 4839034) is an Investment Advisor Representative working at Private Ocean in San Rafael, CA and has over 13 years of experience in the finance industry.

1 2 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.