Professional Financial Management, Inc.

Professional Financial Management, Inc. (CRD# 154016) is a financial advisory firm headquartered in Little Chute, WI. They manage $54,102,044 in 691 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    54
    MILLION
  • Total Number of Accounts
    691
    ACCOUNTS
  • Average Account Value
    $78,295
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

WI

Financial Advisors at Professional Financial Management, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Donald A. Swain
CRD#: 5619107
200 West Elm Drive, Suite B, Little Chute, WI 54140
101
Wealthminder
score

Donald Swain (CRD# 5619107) is an Investment Advisor Representative working at Professional Financial Management, Inc. in Little Chute, WI and has over 10 years of experience in the finance industry.

 

As Partner and Chief Investment Officer, Donald designs, evaluates, and directs all aspects of the firm’s investment programs, while incorporating risk management, diversification, and return optimization.  He monitors the debt and equity markets, focusing on valuations, trends, and macroeconomic indicators.  He also oversees the research, evaluation, and selection of investment vehicles and makes decisions to align the investment selections with the organization’s overall investment strategy.  Donald is directly responsible for all trading (stocks, bonds, ETFs, and mutual funds), performance reporting, and asset allocation strategy.  As Chief Investment Officer, Donald leads the firm’s Investment Committee.

 

Donald began his investment management career in 2005, after graduating from the University of Wisconsin Oshkosh with a BBA in Finance and Economics.  He went on to earn the Chartered Financial Analyst® designation in 2010 and is currently a member of the CFA Society of Milwaukee.

2
Kirt D. Rezek
CRD#: 3209093
200 West Elm Drive, Suite B, Little Chute, WI 54140
96
Wealthminder
score

Kirt Rezek (CRD# 3209093) is an Investment Advisor Representative working at Professional Financial Management, Inc. in Little Chute, WI and has over 6 years of experience in the finance industry. Kirt Rezek has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Mark J. Vanderlinden
CRD#: 4539811
200 West Elm Drive, Suite B, Little Chute, WI 54140
96
Wealthminder
score

Mark Vanderlinden (CRD# 4539811) is an Investment Advisor Representative working at Professional Financial Management, Inc. in Little Chute, WI and has over 14 years of experience in the finance industry. Mark Vanderlinden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.