Professional Planning Group

Professional Planning Group (CRD# 108868) is a financial advisory firm headquartered in Westerly, RI. They manage $671,084,986 in 1,989 accounts and serve the financial needs of clients across 15 states (or territories).

By the Numbers
  • Total Assets Under Management
    671
    MILLION
  • Total Number of Accounts
    1,989
    ACCOUNTS
  • Average Account Value
    $337,398
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CT, FL, GA, MA, ME, NC, NH, NY, PA, RI, SC, TX, VA

Financial Advisors at Professional Planning Group
Showing 1 - 7 of 7 top financial advisors.
1
Malcolm A. Makin
CRD#: 851143
9 Granite Street, Westerly, RI 02891
96
Wealthminder
score

Malcolm Makin (CRD# 851143) is an Investment Advisor Representative working at Professional Planning Group in Westerly, RI and has over 26 years of experience in the finance industry. Malcolm Makin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Michael T. Ryan
CRD#: 1405136
9 Granite Street, Westerly, RI 02891
96
Wealthminder
score

Michael Ryan (CRD# 1405136) is an Investment Advisor Representative working at Professional Planning Group in Westerly, RI and has over 31 years of experience in the finance industry. Michael Ryan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Christopher G. Wallace
CRD#: 2396712
9 Granite Street, Westerly, RI 02891
96
Wealthminder
score

Christopher Wallace (CRD# 2396712) is an Investment Advisor Representative working at Professional Planning Group in Westerly, RI and has over 14 years of experience in the finance industry.

4
Eileen M. Esposito
CRD#: 2524399
9 Granite Street, Westerly, RI 02891
93
Wealthminder
score

Eileen Esposito (CRD# 2524399) is an Investment Advisor Representative working at Professional Planning Group in Westerly, RI and has over 22 years of experience in the finance industry.

5
Peter C. Wallace
CRD#: 2320579
9 Granite Street, Westerly, RI 02891
93
Wealthminder
score

Peter Wallace (CRD# 2320579) is an Investment Advisor Representative working at Professional Planning Group in Westerly, RI and has over 20 years of experience in the finance industry.

6
Garrett P. Babij
CRD#: 2756867
9 Granite Street, Westerly, RI 02891
89
Wealthminder
score

Garrett Babij (CRD# 2756867) is an Investment Advisor Representative working at Professional Planning Group in Westerly, RI and has over 2 years of experience in the finance industry.

7
Daniel M. Makin
CRD#: 4367894
9 Granite Street, Westerly, RI 02891
86
Wealthminder
score

Daniel Makin (CRD# 4367894) is an Investment Advisor Representative working at Professional Planning Group in Westerly, RI and has over 15 years of experience in the finance industry. Daniel Makin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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