Profocus Incorporated

Profocus Incorporated (CRD# 113954) is a financial advisory firm headquartered in Phoenix, AZ. They manage $52,000,000 in 220 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Profocus Incorporated
Showing 1 - 1 of 1 top financial advisors.
Michael M. Smith
CRD#: 1189477
5010 East Warner Road, Suite 202, Phoenix, AZ 85044

Michael Smith (CRD# 1189477) is an Investment Advisor Representative working at Profocus Incorporated in Phoenix, AZ and has over 34 years of experience in the finance industry. Michael Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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