Prominence Capital

Prominence Capital (CRD# 165595) is a financial advisory firm headquartered in Beverly Hills, CA. They manage $15,801,498 in 67 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Prominence Capital
Showing 1 - 1 of 1 top financial advisors.
James M. Liotta
CRD#: 4493058
315 South Beverly Drive, Beverly Hills, CA 90212

,James Liotta, CFP®, AIF®, NSSA® (CRD# 4493058) is the President and Owner of Prominence Capital GP, LLC. a Registereed Investment Advisor in Beverly Hills California.


James began his career in 2002 with UBS PaineWebber in Los Angeles as a Financial Advisor. He became the third member of a three person team specializing in options strategies, small capitalization stocks, municipal bonds, and risk management strategies. 

In 2005 he was recruited by Merrill Lynch and later again recruited by Wells Fargo Investments where he provided detailed financial plans and managed the portfolios of High Net Worth Individuals and Corporations specializing in risk management. 

James has a Bachelor of Science from Northeastern University. He earned an MBA in Finance from the University of Southern California Marshall School of Business. 

At the Marshall School of Business he also attained the Graduate Certificate in Financial Analysis and Valuation. 


James Liotta is a CERTIFIED FINANCIAL PLANNER™ practitioner.

He has also achieved the Accredited Investment Fiduciary designation and National Social Security Advisor certification. 


James is a member of the Board of Governors of Cedars-Sinai Hospital. 

He lives in Los Angeles with his wife Alicia and children Gemma, Hannah, and James Jr. 

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