Prospera Financial Services, Inc.

Prospera Financial Services, Inc. (CRD# 10740) is a financial advisory firm headquartered in Dallas, TX. They manage $5,921,456,412 in 18,852 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    5,921
    MILLION
  • Total Number of Accounts
    18,852
    ACCOUNTS
  • Average Account Value
    $314,102
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Prospera Financial Services, Inc.
Showing 1 - 10 of 179 top financial advisors.
1
Robert C. Albritton
CRD#: 1562005
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Robert Albritton (CRD# 1562005) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 35 years of experience in the finance industry.

2
Tom Arnett Jr.
CRD#: 1080126
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Tom Arnett Jr. (CRD# 1080126) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 39 years of experience in the finance industry.

3
Michael W. Arnold
CRD#: 2956695
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Michael Arnold (CRD# 2956695) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 24 years of experience in the finance industry.

4
Ralph N. Backe
CRD#: 2318837
457 Coventry Lane, Suite 113, Crystal Lake, IL 60014

Ralph Backe (CRD# 2318837) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Crystal Lake, IL and has over 29 years of experience in the finance industry.

5
James E. Baltzersen
CRD#: 4678631
270 N Main St., Crown Point, IN 46307

James Baltzersen (CRD# 4678631) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Crown Point, IN and has over 19 years of experience in the finance industry.

6
Heather J. Barnett
CRD#: 2658444
407 Blondeau, Suite #2, Keokuk, IA 52632

Heather Barnett (CRD# 2658444) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Keokuk, IA and has over 25 years of experience in the finance industry. Heather Barnett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Ryan R. Barnett
CRD#: 4314096
407 Blondeau, Suite #2, Keokuk, IA 52632

Ryan Barnett (CRD# 4314096) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Keokuk, IA and has over 21 years of experience in the finance industry. Ryan Barnett has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Linda J. Barriger
CRD#: 1379980
196 Bridgeville Rd, Monticello, NY 12701

Linda Barriger (CRD# 1379980) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Monticello, NY and has over 36 years of experience in the finance industry.

9
Ari M. Baum
CRD#: 2936322
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Ari Baum (CRD# 2936322) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 22 years of experience in the finance industry.

10
Jason A. Bednarz
CRD#: 2841599
5429 Lbj Freeway, Suite 750, Dallas, TX 75240

Jason Bednarz (CRD# 2841599) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 25 years of experience in the finance industry.

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