Prospera Financial Services, Inc.

Prospera Financial Services, Inc. (CRD# 10740) is a financial advisory firm headquartered in Dallas, TX. They manage $1,365,677,528 in 6,381 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,366
    MILLION
  • Total Number of Accounts
    6,381
    ACCOUNTS
  • Average Account Value
    $214,022
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Prospera Financial Services, Inc.
Showing 1 - 10 of 135 top financial advisors.
1
Tony Montanari
CRD#: 3089483
212 South Tryon St, Suite 1680, Charlotte, NC 28281
104
Wealthminder
score

Tony Montanari (CRD# 3089483) is the Founder and a Financial Advisor for ACM Wealth Management and Vice President of Business Development for Prospera Financial Services, a five-time Independent Broker Dealer of the year by Investment Advisor Magazine.

 

Tony began his career in financial services in 1998 and spent his first 11 years with two large Wall Street firms advising high net worth clients and training other financial advisors. With a passion for educating individual investors, he also taught financial planning & investing programs for local employers such as Cisco Systems, CREE, JDS Uniphase and the State Government of North Carolina.

 

In early 2009, Tony decided to join a start-up independent firm as a financial advisor and key member of the executive team. In less than four years, he played a crucial role in expanding the product platform, developing the firm's marketing materials and website, recruiting financial advisors and enhancing the company's brand. During his short tenure, he was instrumental in the firm growing from 5 to 75 financial advisors and from $2 million to $14 million in annual revenues.

 

Tony has been named a Five Star Wealth Manager by Charlotte Magazine in 2016, 2015, 2014, 2013, 2012, 2011 & 2010 for Best in Client Satisfaction. He has also been interviewed and quoted by local TV and print as well as national publications like The Wall Street Journal, FOX Business, Dow Jones News, Thomson Reuters, Registered Rep Magazine and FUNDfire.

 

Tony and his two children, Evan & Emma, reside in the Lake Norman area of Charlotte, NC. He is a member of IMCA, FSI, The Rams Club and Verdict Ridge Country Club.  Tony also serves on the Board of Directors for Sally's YMCA

 

 

 

Securities and Advisory Services offered through Prospera Financial Services. Member FINRA/SIPC.

2
Harlan T. Cardwell
CRD#: 2247146
1507 Cumberland Street, Vernon, TX 76385
96
Wealthminder
score

Harlan Cardwell (CRD# 2247146) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Vernon, TX and has over 24 years of experience in the finance industry. Harlan Cardwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Brian J. Fees
CRD#: 5183137
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Brian Fees (CRD# 5183137) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 10 years of experience in the finance industry. Brian Fees has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Katrina K. Hayes
CRD#: 870949
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Katrina Hayes (CRD# 870949) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 15 years of experience in the finance industry. Katrina Hayes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Hilary W. Pluemer
CRD#: 1888677
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Hilary Pluemer (CRD# 1888677) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 28 years of experience in the finance industry. Hilary Pluemer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Jana D. Waters
CRD#: 3231053
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Jana Waters (CRD# 3231053) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 17 years of experience in the finance industry. Jana Waters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Stephen N. Almond
CRD#: 2268677
Austin, TX
93
Wealthminder
score

Stephen Almond (CRD# 2268677) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Austin, TX and has over 24 years of experience in the finance industry.

8
Michael W. Arnold
CRD#: 2956695
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
93
Wealthminder
score

Michael Arnold (CRD# 2956695) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 19 years of experience in the finance industry.

9
Jason J. Bass
CRD#: 5227540
10 N State St, Newtown, PA 18940
93
Wealthminder
score

Jason Bass (CRD# 5227540) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Newtown, PA and has over 6 years of experience in the finance industry.

10
Jason A. Bednarz
CRD#: 2841599
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
93
Wealthminder
score

Jason Bednarz (CRD# 2841599) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 19 years of experience in the finance industry.

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