Prospera Financial Services, Inc.
Prospera Financial Services, Inc. (CRD# 10740) is a financial advisory firm headquartered in Dallas, TX. They manage $1,666,421,872 in 6,698 accounts and serve the financial needs of clients across 53 states (or territories).
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Total Assets Under Management1,666MILLION
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Total Number of Accounts6,698ACCOUNTS
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Average Account Value$248,794
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Harlan Cardwell (CRD# 2247146) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Vernon, TX and has over 25 years of experience in the finance industry. Harlan Cardwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Kristina Dunn (CRD# 4505389) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Cumberland, MD and has over 15 years of experience in the finance industry. Kristina Dunn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Mccall Dyke (CRD# 4689921) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Sulphur Springs, TX and has over 14 years of experience in the finance industry. Mccall Dyke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Brian Fees (CRD# 5183137) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 11 years of experience in the finance industry. Brian Fees has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
William Ferguson (CRD# 5692020) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Mount Pleasant, TX and has over 8 years of experience in the finance industry. William Ferguson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Robin Foreman (CRD# 1529728) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Cumberland, MD and has over 31 years of experience in the finance industry. Robin Foreman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Virginia Hansen (CRD# 2795516) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 21 years of experience in the finance industry. Virginia Hansen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Katrina Hayes (CRD# 870949) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 17 years of experience in the finance industry. Katrina Hayes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Hilary Pluemer (CRD# 1888677) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 29 years of experience in the finance industry. Hilary Pluemer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jana Waters (CRD# 3231053) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 18 years of experience in the finance industry. Jana Waters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.