Prospera Financial Services, Inc.

Prospera Financial Services, Inc. (CRD# 10740) is a financial advisory firm headquartered in Dallas, TX. They manage $1,666,421,872 in 6,698 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,666
    MILLION
  • Total Number of Accounts
    6,698
    ACCOUNTS
  • Average Account Value
    $248,794
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Prospera Financial Services, Inc.
Showing 1 - 10 of 141 top financial advisors.
1
Harlan T. Cardwell
CRD#: 2247146
1507 Cumberland Street, Vernon, TX 76385
96
Wealthminder
score

Harlan Cardwell (CRD# 2247146) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Vernon, TX and has over 25 years of experience in the finance industry. Harlan Cardwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Kristina R. Dunn
CRD#: 4505389
443 N Centre St., Suite 1, Cumberland, MD 21502
96
Wealthminder
score

Kristina Dunn (CRD# 4505389) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Cumberland, MD and has over 15 years of experience in the finance industry. Kristina Dunn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Mccall M. Dyke
CRD#: 4689921
1404 South Broadway St., Sulphur Springs, TX 75482
96
Wealthminder
score

Mccall Dyke (CRD# 4689921) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Sulphur Springs, TX and has over 14 years of experience in the finance industry. Mccall Dyke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Brian J. Fees
CRD#: 5183137
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Brian Fees (CRD# 5183137) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 11 years of experience in the finance industry. Brian Fees has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
William T. Ferguson
CRD#: 5692020
407 N Madison Ave, Mount Pleasant, TX 75455
96
Wealthminder
score

William Ferguson (CRD# 5692020) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Mount Pleasant, TX and has over 8 years of experience in the finance industry. William Ferguson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Robin R. Foreman
CRD#: 1529728
443 N Centre St., Suite 1, Cumberland, MD 21502
96
Wealthminder
score

Robin Foreman (CRD# 1529728) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Cumberland, MD and has over 31 years of experience in the finance industry. Robin Foreman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Virginia P. Hansen
CRD#: 2795516
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Virginia Hansen (CRD# 2795516) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 21 years of experience in the finance industry. Virginia Hansen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Katrina K. Hayes
CRD#: 870949
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Katrina Hayes (CRD# 870949) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 17 years of experience in the finance industry. Katrina Hayes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Hilary W. Pluemer
CRD#: 1888677
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Hilary Pluemer (CRD# 1888677) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 29 years of experience in the finance industry. Hilary Pluemer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Jana D. Waters
CRD#: 3231053
5429 Lbj Freeway, Suite 400, Dallas, TX 75240
96
Wealthminder
score

Jana Waters (CRD# 3231053) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Dallas, TX and has over 18 years of experience in the finance industry. Jana Waters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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