Puplava Financial Services Inc.

Puplava Financial Services Inc. (CRD# 111090) is a financial advisory firm headquartered in San Diego, CA. They manage $312,028,418 in 680 accounts and serve the financial needs of clients across 31 states (or territories).

By the Numbers
  • Total Assets Under Management
    312
    MILLION
  • Total Number of Accounts
    680
    ACCOUNTS
  • Average Account Value
    $458,865
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, FL, GA, HI, ID, IL, KS, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, TN, TX, UT, VA, WA

Financial Advisors at Puplava Financial Services Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Paul D. Horn
CRD#: 4887249
10809 Thornmint Road, 2nd Floor, San Diego, CA 92127
96
Wealthminder
score

Paul Horn (CRD# 4887249) is an Investment Advisor Representative working at Puplava Financial Services Inc. in San Diego, CA and has over 11 years of experience in the finance industry. Paul Horn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Becki K. Sutton
CRD#: 1859268
10809 Thornmint Road, 2nd Floor, San Diego, CA 92127
96
Wealthminder
score

Becki Sutton (CRD# 1859268) is an Investment Advisor Representative working at Puplava Financial Services Inc. in San Diego, CA and has over 18 years of experience in the finance industry.

3
Anthony C. Allison
CRD#: 4606508
10809 Thornmint Road, 2nd Floor, San Diego, CA 92127
93
Wealthminder
score

Anthony Allison (CRD# 4606508) is an Investment Advisor Representative working at Puplava Financial Services Inc. in San Diego, CA and has over 13 years of experience in the finance industry.

4
Christopher M. Puplava
CRD#: 5022365
10809 Thornmint Road, 2nd Floor, San Diego, CA 92127
93
Wealthminder
score

Christopher Puplava (CRD# 5022365) is an Investment Advisor Representative working at Puplava Financial Services Inc. in San Diego, CA and has over 7 years of experience in the finance industry.

5
Ryan J. Puplava
CRD#: 3074049
10809 Thornmint Road, 2nd Floor, San Diego, CA 92127
93
Wealthminder
score

Ryan Puplava (CRD# 3074049) is an Investment Advisor Representative working at Puplava Financial Services Inc. in San Diego, CA and has over 17 years of experience in the finance industry.

6
Robert T. Bernard
CRD#: 705891
10809 Thornmint Road, 2nd Floor, San Diego, CA 92127
83
Wealthminder
score

Robert Bernard (CRD# 705891) is an Investment Advisor Representative working at Puplava Financial Services Inc. in San Diego, CA and has over 30 years of experience in the finance industry.

7
James J. Puplava
CRD#: 736091
10809 Thornmint Road, 2nd Floor, San Diego, CA 92127
66
Wealthminder
score

James Puplava (CRD# 736091) is an Investment Advisor Representative working at Puplava Financial Services Inc. in San Diego, CA and has over 35 years of experience in the finance industry. James Puplava has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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