Quality Financial Concepts

Quality Financial Concepts (CRD# 118886) is a financial advisory firm headquartered in Maryville, TN. They manage $28,128,279 in 212 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    28
    MILLION
  • Total Number of Accounts
    212
    ACCOUNTS
  • Average Account Value
    $132,681
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

TN, TX

Financial Advisors at Quality Financial Concepts
Showing 1 - 3 of 3 top financial advisors.
1
Teresa A. Horn
CRD#: 4036069
115 West Broadway Avenue, Maryville, TN 37801
93
Wealthminder
score

Teresa Horn (CRD# 4036069) is an Investment Advisor Representative working at Quality Financial Concepts in Maryville, TN and has over 16 years of experience in the finance industry.

2
Michael S. Smith
CRD#: 5980903
115 West Broadway Avenue, Maryville, TN 37801
90
Wealthminder
score

Michael Smith (CRD# 5980903) is an Investment Advisor Representative working at Quality Financial Concepts in Maryville, TN and has over 4 years of experience in the finance industry.

3
James D. Horn
CRD#: 1721412
115 West Broadway Avenue, Maryville, TN 37801
76
Wealthminder
score

James Horn (CRD# 1721412) is an Investment Advisor Representative working at Quality Financial Concepts in Maryville, TN and has over 29 years of experience in the finance industry. James Horn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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