Regal Investment Advisors LLC

Regal Investment Advisors LLC (CRD# 125004) is a financial advisory firm headquartered in Kentwood, MI. They manage $2,042,753,790 in 11,768 accounts and serve the financial needs of clients across 49 states (or territories).

Current Firm Details
2687 44th Street Se, Kentwood, MI 49512
https://www.facebook.com/regalria/
By the Numbers
  • Total Assets Under Management
    2,043
    MILLION
  • Total Number of Accounts
    11,768
    ACCOUNTS
  • Average Account Value
    $173,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Regal Investment Advisors LLC
Showing 21 - 30 of 107 top financial advisors.
21
Jon Erickson, financial advisor Bellevue WA
Jon R. Erickson
CRD#: 4968349
1407 116th Ave Ne, Suite 112, Bellevue, WA 98004

Jon Erickson (CRD# 4968349) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Bellevue, WA and has over 18 years of experience in the finance industry. Jon Erickson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

22
James Fischer, financial advisor Kentwood MI
James A. Fischer
CRD#: 1594785
2687 44th Street Se, Kentwood, MI 49512

James Fischer (CRD# 1594785) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Kentwood, MI and has over 36 years of experience in the finance industry.

23
Scott Flynn, financial advisor Kentwood MI
Scott R. Flynn
CRD#: 3150308
2687 44th Street Se, Kentwood, MI 49512

Scott Flynn (CRD# 3150308) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Kentwood, MI and has over 24 years of experience in the finance industry.

24
Jeffrey Gibbens, financial advisor Erie PA
Jeffrey L. Gibbens
CRD#: 1482752
4509 West Ridge Rd, Erie, PA 16506

Jeffrey Gibbens (CRD# 1482752) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Erie, PA and has over 36 years of experience in the finance industry.

25
Roger Godin, financial advisor Independence OH
Roger E. Godin
CRD#: 5140556
6050 Oak Tree Blvd, Suite 100, Independence, OH 44131

Roger Godin (CRD# 5140556) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Independence, OH and has over 8 years of experience in the finance industry.

26
Samuel Grezaffi, financial advisor Livonia LA
Samuel T. Grezaffi
CRD#: 2220555
2993 La Hwy 78, Livonia, LA 70755

Samuel Grezaffi (CRD# 2220555) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Livonia, LA and has over 27 years of experience in the finance industry.

27
Richard Griswold, financial advisor Simi Valley CA
Richard J. Griswold
CRD#: 2221680
Simi Valley, CA

Richard Griswold (CRD# 2221680) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Simi Valley, CA and has over 30 years of experience in the finance industry.

28
Mark Grooters, financial advisor Kentwood MI
Mark B. Grooters
CRD#: 6101649
2687 44th Street Se, Kentwood, MI 49512

Mark Grooters (CRD# 6101649) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Kentwood, MI and has over 11 years of experience in the finance industry.

29
Carlos Guzman, financial advisor San Dimas CA
Carlos A. Guzman
CRD#: 4948028
300 N San Dimas Ave, San Dimas, CA 91773

Carlos Guzman (CRD# 4948028) is an Investment Advisor Representative working at Regal Investment Advisors LLC in San Dimas, CA and has over 6 years of experience in the finance industry.

30
Scott Hanson, financial advisor Kentwood MI
Scott P. Hanson
CRD#: 4976517
2687 44th Street Se, Kentwood, MI 49512

Scott Hanson (CRD# 4976517) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Kentwood, MI and has over 16 years of experience in the finance industry.

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Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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