Regatta Capital Group, LLC

Regatta Capital Group, LLC (CRD# 145363) is a financial advisory firm headquartered in El Segundo, CA. They manage $166,277,917 in 1,202 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    166
    MILLION
  • Total Number of Accounts
    1,202
    ACCOUNTS
  • Average Account Value
    $138,334
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, MA, NY, TX

Financial Advisors at Regatta Capital Group, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Spencer S. Kelly
CRD#: 4741392
2321 Rosecrans Ave., Suite 2225, El Segundo, CA 90245
103
Wealthminder
score

Spencer Kelly (CRD# 4741392) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 11 years of experience in the finance industry. Regatta Capital Group provides investment management and financial planning advice to individuals, families, business owners and endowments. The firm’s dedication to providing exceptional personalized service, world-class money management, niche investment offerings and unparalleled independence differentiates Regatta from its peers.

2
Russell R. Mohberg
CRD#: 4354403
2321 Rosecrans Ave, Ste 2225, El Segundo, CA 90245
96
Wealthminder
score

Russell Mohberg (CRD# 4354403) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 16 years of experience in the finance industry. Russell Mohberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Lisa A. Margulies
CRD#: 4965411
7135 W. Manchester Avenue, Suite 2, Westchester, CA 90045
93
Wealthminder
score

Lisa Margulies (CRD# 4965411) is an Investment Advisor Representative working at Regatta Capital Group, LLC in Westchester, CA and has over 12 years of experience in the finance industry.

4
Nicholas Ozer
CRD#: 6047605
2321 Rosecrans Avenue, Suite 2225, El Segundo, CA 90245
93
Wealthminder
score

Nicholas Ozer (CRD# 6047605) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 5 years of experience in the finance industry. Nicholas Ozer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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