Regatta Capital Group, LLC

Regatta Capital Group, LLC (CRD# 145363) is a financial advisory firm headquartered in El Segundo, CA. They manage $1,162,612,228 in 3,382 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,163
    MILLION
  • Total Number of Accounts
    3,382
    ACCOUNTS
  • Average Account Value
    $343,765
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, MA, MD, NH, NJ, NV, NY, OH, OR, PA, TX, UT, WA

Financial Advisors at Regatta Capital Group, LLC
Showing 1 - 10 of 11 top financial advisors.
1
Lee H. Clay
CRD#: 7035616
New Vernon, NJ

Lee Clay (CRD# 7035616) is an Investment Advisor Representative working at Regatta Capital Group, LLC in New Vernon, NJ and has over 5 years of experience in the finance industry.

2
Lindsey Diranian
CRD#: 6420685
880 Apollo St., Suite 129, El Segundo, CA 90245

Lindsey Diranian (CRD# 6420685) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 8 years of experience in the finance industry.

3
Ellen J. Himmel
CRD#: 6669079
880 Apollo St., Suite 129, El Segundo, CA 90245

Ellen Himmel (CRD# 6669079) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 7 years of experience in the finance industry.

4
Britt M. Joyce
CRD#: 6458650
880 Apollo St., Suite 129, El Segundo, CA 90245

Britt Joyce (CRD# 6458650) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has 1 year of experience in the finance industry.

5
Spencer S. Kelly
CRD#: 4741392
2321 Rosecrans Ave., Suite 2225, El Segundo, CA 90245

Spencer Kelly (CRD# 4741392) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 11 years of experience in the finance industry. Regatta Capital Group provides investment management and financial planning advice to individuals, families, business owners and endowments. The firm’s dedication to providing exceptional personalized service, world-class money management, niche investment offerings and unparalleled independence differentiates Regatta from its peers.

6
Lisa A. Margulies
CRD#: 4965411
880 Apollo St., Suite 129, El Segundo, CA 90245

Lisa Margulies (CRD# 4965411) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 18 years of experience in the finance industry.

7
Russell R. Mohberg
CRD#: 4354403
880 Apollo St., Suite 129, El Segundo, CA 90245

Russell Mohberg (CRD# 4354403) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 23 years of experience in the finance industry.

8
Nicholas K. Ozer
CRD#: 6047605
880 Apollo St., Suite 129, El Segundo, CA 90245

Nicholas Ozer (CRD# 6047605) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 11 years of experience in the finance industry.

9
Erika S. Jenkins
CRD#: 7298385
880 Apollo St., Suite 129, El Segundo, CA 90245

Erika Jenkins (CRD# 7298385) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has over 3 years of experience in the finance industry.

10
Grant C. Nabell
CRD#: 7437868
880 Apollo St., Suite 129, El Segundo, CA 90245

Grant Nabell (CRD# 7437868) is an Investment Advisor Representative working at Regatta Capital Group, LLC in El Segundo, CA and has 1 year of experience in the finance industry.

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