Regency Investment Advisors Inc.

Regency Investment Advisors Inc. (CRD# 106990) is a financial advisory firm headquartered in Fresno, CA. They manage $306,189,129 in 1,061 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    306
    MILLION
  • Total Number of Accounts
    1,061
    ACCOUNTS
  • Average Account Value
    $288,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, OR, TX

Financial Advisors at Regency Investment Advisors Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Christopher L. Comstock
CRD#: 5653146
1312 W Herndon, Suite 101, Fresno, CA 93711
96
Wealthminder
score

Christopher Comstock (CRD# 5653146) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 8 years of experience in the finance industry. Christopher Comstock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Philip D. Ray
CRD#: 2097334
1312 W Herndon, Suite 101, Fresno, CA 93711
96
Wealthminder
score

Philip Ray (CRD# 2097334) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 25 years of experience in the finance industry. Philip Ray has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
xxxxx xxxxx
CRD#: 6327059
1312 W Herndon, Suite 101, Fresno, CA 93711
94
Wealthminder
score
Alexander Amundson (CRD# 6327059) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 2 years of experience in the finance industry.
4
Stephen W. Guinn
CRD#: 2201575
1312 W Herndon, Suite 101, Fresno, CA 93711
93
Wealthminder
score

Stephen Guinn (CRD# 2201575) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 24 years of experience in the finance industry.

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