Regency Investment Advisors Inc.

Regency Investment Advisors Inc. (CRD# 106990) is a financial advisory firm headquartered in Fresno, CA. They manage $650,262,199 in 1,457 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    650
    MILLION
  • Total Number of Accounts
    1,457
    ACCOUNTS
  • Average Account Value
    $446,302
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, FL, NV, OR

Financial Advisors at Regency Investment Advisors Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Christopher L. Comstock
CRD#: 5653146
1312 W Herndon, Suite 101, Fresno, CA 93711

Christopher Comstock (CRD# 5653146) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 13 years of experience in the finance industry. Christopher Comstock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Stephen W. Guinn
CRD#: 2201575
1312 W Herndon, Suite 101, Fresno, CA 93711

Stephen Guinn (CRD# 2201575) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 29 years of experience in the finance industry.

3
Russell S. Maltes
CRD#: 4304383
1312 W Herndon, Suite 101, Fresno, CA 93711

Russell Maltes (CRD# 4304383) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 20 years of experience in the finance industry.

4
Philip D. Ray
CRD#: 2097334
1312 W Herndon, Suite 101, Fresno, CA 93711

Philip Ray (CRD# 2097334) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 30 years of experience in the finance industry. Philip Ray has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Karen L. Kinzel
CRD#: 7272011
1312 W Herndon, Suite 101, Fresno, CA 93711

Karen Kinzel (CRD# 7272011) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has 1 year of experience in the finance industry.

6
Judson R. Myers
CRD#: 2899202
1312 W Herndon, Suite 101, Fresno, CA 93711

Judson Myers (CRD# 2899202) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 23 years of experience in the finance industry.

7
Wade A. Wallace
CRD#: 7196331
1312 W Herndon, Suite 101, Fresno, CA 93711

Wade Wallace (CRD# 7196331) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 2 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.