Regent Investment Management LLC
Regent Investment Management LLC (CRD# 164372) is a financial advisory firm headquartered in Louisville, KY. They manage $294,307,227 in 314 accounts and serve the financial needs of clients across 3 states (or territories).
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Total Assets Under Management294MILLION
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Total Number of Accounts314ACCOUNTS
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Average Account Value$937,284
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

FL, KY, TX
Mary Jones (CRD# 3235471) is an Investment Advisor Representative working at Regent Investment Management LLC in Louisville, KY and has over 18 years of experience in the finance industry.
Steven Naiser (CRD# 4332041) is an Investment Advisor Representative working at Regent Investment Management LLC in Louisville, KY and has over 17 years of experience in the finance industry.
Martin McClelland (CRD# 2599603) is an Investment Advisor Representative working at Regent Investment Management LLC in Louisville, KY and has over 23 years of experience in the finance industry.