Be advised. This firm is no longer registered.

Regent Investment Management LLC

Regent Investment Management LLC (CRD# 164372) is a financial advisory firm headquartered in Louisville, KY. They manage $478,489,311 in 401 accounts and serve the financial needs of clients across 4 states (or territories).

Current Firm Details
4350 Brownsboro Rd, Suite 120, Louisville, KY 40207
http://www.regentinvest.com
By the Numbers
  • Total Assets Under Management
    478
    MILLION
  • Total Number of Accounts
    401
    ACCOUNTS
  • Average Account Value
    $1,193,240
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, FL, KY, TX

Financial Advisors at Regent Investment Management LLC
No Advisor Found.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Request Proposals