Regions Investment Management, Inc.

Regions Investment Management, Inc. (CRD# 111715) is a financial advisory firm headquartered in Birmingham, AL. They manage $9,742,982,096 in 3 accounts and serve the financial needs of clients across 24 states (or territories).

By the Numbers
  • Total Assets Under Management
    9,743
    MILLION
  • Total Number of Accounts
    3
    ACCOUNTS
  • Average Account Value
    $3,247,660,699
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, FL, GA, IA, IL, IN, KY, LA, MA, MD, MN, MO, MS, NC, NH, NJ, NY, PA, SC, TN, TX, UT, VA

Financial Advisors at Regions Investment Management, Inc.
Showing 1 - 10 of 21 top financial advisors.
1
Joan H. Bunn
CRD#: 1078821
505 S Gay Street, Knoxville, TN 37922
93
Wealthminder
score

Joan Bunn (CRD# 1078821) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Knoxville, TN and has over 33 years of experience in the finance industry.

2
Rhett H. Cooper
CRD#: 3257230
1901 6th Avenue North, Fourth Floor, Birmingham, AL 35203
93
Wealthminder
score

Rhett Cooper (CRD# 3257230) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 15 years of experience in the finance industry.

3
Scott M. Flurry
CRD#: 4411703
1901 6th Avenue North, Fourth Floor, Birmingham, AL 35203
93
Wealthminder
score

Scott Flurry (CRD# 4411703) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 17 years of experience in the finance industry.

4
Otis D. Hall
CRD#: 3250380
201 Montgomery Street, Montgomery, AL 36104
93
Wealthminder
score

Otis Hall (CRD# 3250380) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Montgomery, AL and has over 17 years of experience in the finance industry.

5
Brian R. Herron
CRD#: 4604554
1901 6th Avenue North, Fourth Floor, Birmingham, AL 35203
93
Wealthminder
score

Brian Herron (CRD# 4604554) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 13 years of experience in the finance industry.

6
Kristie K. Jones
CRD#: 4154426
1901 6th Avenue North, Fourth Floor, Birmingham, AL 35203
93
Wealthminder
score

Kristie Jones (CRD# 4154426) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 16 years of experience in the finance industry.

7
John B. Norris
CRD#: 2753475
1901 6th Avenue North, Fourth Floor, Birmingham, AL 35203
93
Wealthminder
score

John Norris (CRD# 2753475) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 20 years of experience in the finance industry.

8
John D. Peterson
CRD#: 3207374
1901 6th Avenue North, Fourth Floor, Birmingham, AL 35203
93
Wealthminder
score

John Peterson (CRD# 3207374) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 11 years of experience in the finance industry.

9
Matt R. Smith
CRD#: 4592573
1901 6th Avenue North, Fourth Floor, Birmingham, AL 35203
93
Wealthminder
score

Matt Smith (CRD# 4592573) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 15 years of experience in the finance industry.

10
Francesca A. Smitherman
CRD#: 2904466
1901 6th Avenue North, Fourth Floor, Birmingham, AL 35203
93
Wealthminder
score

Francesca Smitherman (CRD# 2904466) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 15 years of experience in the finance industry.

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