Regions Investment Management, Inc.

Regions Investment Management, Inc. (CRD# 111715) is a financial advisory firm headquartered in Birmingham, AL. They manage $14,108,228,173 in 2 accounts and serve the financial needs of clients across 25 states (or territories).

By the Numbers
  • Total Assets Under Management
    14,108
    MILLION
  • Total Number of Accounts
    2
    ACCOUNTS
  • Average Account Value
    $7,054,114,087
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, CA, FL, GA, IA, IL, IN, KY, LA, MA, MD, MN, MO, MS, NC, NH, NJ, NY, PA, SC, TN, TX, UT, VA

Financial Advisors at Regions Investment Management, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Scott M. Flurry
CRD#: 4411703
1900 5th Avenue North, Sixth Floor, Birmingham, AL 35203

Scott Flurry (CRD# 4411703) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 21 years of experience in the finance industry.

2
Brian R. Herron
CRD#: 4604554
1900 5th Avenue North, Sixth Floor, Birmingham, AL 35203

Brian Herron (CRD# 4604554) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 17 years of experience in the finance industry.

3
Kristie K. Jones
CRD#: 4154426
1900 5th Avenue North, Sixth Floor, Birmingham, AL 35203

Kristie Jones (CRD# 4154426) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 20 years of experience in the finance industry.

4
Francesca A. Smitherman
CRD#: 2904466
1900 5th Avenue North, Sixth Floor, Birmingham, AL 35203

Francesca Smitherman (CRD# 2904466) is an Investment Advisor Representative working at Regions Investment Management, Inc. in Birmingham, AL and has over 19 years of experience in the finance industry.

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