Resolute Financial, LLC

Resolute Financial, LLC (CRD# 125739) is a financial advisory firm headquartered in Newburyport, MA. They manage $443,775,622 in 1,460 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    444
    MILLION
  • Total Number of Accounts
    1,460
    ACCOUNTS
  • Average Account Value
    $303,956
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, MA, ME, NH, TX

Financial Advisors at Resolute Financial, LLC
Showing 1 - 5 of 5 top financial advisors.
1
Thomas G. Dwyer
CRD#: 3051277
102 State Street, Suite E, Newburyport, MA 01950

Thomas Dwyer (CRD# 3051277) is an Investment Advisor Representative working at Resolute Financial, LLC in Newburyport, MA and has over 24 years of experience in the finance industry. Thomas Dwyer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Stephanie C. Griebel
CRD#: 5879108
102 State Street, Suite E, Newburyport, MA 01950

Stephanie Griebel (CRD# 5879108) is an Investment Advisor Representative working at Resolute Financial, LLC in Newburyport, MA and has over 11 years of experience in the finance industry. Stephanie Griebel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Charles M. Johnson
CRD#: 5082505
102 State Street, Suite E, Newburyport, MA 01950

Charles Johnson (CRD# 5082505) is an Investment Advisor Representative working at Resolute Financial, LLC in Newburyport, MA and has over 16 years of experience in the finance industry. Charles Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
William A. Simpson
CRD#: 5038165
102 State Street, Suite E, Newburyport, MA 01950

William Simpson (CRD# 5038165) is an Investment Advisor Representative working at Resolute Financial, LLC in Newburyport, MA and has 1 year of experience in the finance industry. William Simpson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Avery E. Dwyer
CRD#: 7298297
102 State Street, Suite E, Newburyport, MA 01950

Avery Dwyer (CRD# 7298297) is an Investment Advisor Representative working at Resolute Financial, LLC in Newburyport, MA and has 1 year of experience in the finance industry. Avery Dwyer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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