Raa

Raa (CRD# 108203) is a financial advisory firm headquartered in Addison, TX. They manage $2,370,047,782 in 5,792 accounts and serve the financial needs of clients across 42 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,370
    MILLION
  • Total Number of Accounts
    5,792
    ACCOUNTS
  • Average Account Value
    $409,193
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI

Financial Advisors at Raa
Showing 1 - 10 of 81 top financial advisors.
1
Clayton Caldwell
CRD#: 2234647
15725 N. Dallas Parkway, Suite 220, Addison, TX 75001
96
Wealthminder
score

Clayton Caldwell (CRD# 2234647) is an Investment Advisor Representative working at Raa in Addison, TX and has over 26 years of experience in the finance industry. Clayton Caldwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Kent R. Herr
CRD#: 1960498
15725 N. Dallas Parkway, Suite 220, Addison, TX 75001
96
Wealthminder
score

Kent Herr (CRD# 1960498) is an Investment Advisor Representative working at Raa in Addison, TX and has over 28 years of experience in the finance industry.

3
Paul A. Ochel
CRD#: 4300139
15725 N. Dallas Parkway, Suite 220, Addison, TX 75001
96
Wealthminder
score

Paul Ochel (CRD# 4300139) is an Investment Advisor Representative working at Raa in Addison, TX and has over 17 years of experience in the finance industry. Paul Ochel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Richard H. Oldham
CRD#: 5522682
2950 Cherokee St, Bldg 700, Kennesaw, GA 30144
96
Wealthminder
score

Richard Oldham (CRD# 5522682) is an Investment Advisor Representative working at Raa in Kennesaw, GA and has over 9 years of experience in the finance industry. Richard Oldham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Joshua M. Pinchek
CRD#: 4394693
15725 N. Dallas Parkway, Suite 220, Addison, TX 75001
96
Wealthminder
score

Joshua Pinchek (CRD# 4394693) is an Investment Advisor Representative working at Raa in Addison, TX and has over 16 years of experience in the finance industry. Joshua Pinchek has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Mark D. Rubey
CRD#: 1310274
15725 N. Dallas Parkway, Suite 220, Addison, TX 75001
96
Wealthminder
score

Mark Rubey (CRD# 1310274) is an Investment Advisor Representative working at Raa in Addison, TX and has over 26 years of experience in the finance industry. Mark Rubey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Katherine T. Schraeder
CRD#: 4275890
15725 N. Dallas Parkway, Suite 220, Addison, TX 75001
96
Wealthminder
score

Katherine Schraeder (CRD# 4275890) is an Investment Advisor Representative working at Raa in Addison, TX and has over 17 years of experience in the finance industry. Katherine Schraeder has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Sylvester E. Williams
CRD#: 3128698
2950 Cherokee St, Bldg 700, Kennesaw, GA 30144
96
Wealthminder
score

Sylvester Williams (CRD# 3128698) is an Investment Advisor Representative working at Raa in Kennesaw, GA and has over 15 years of experience in the finance industry. Sylvester Williams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Richard R. Winters
CRD#: 2143556
15725 N. Dallas Parkway, Suite 220, Addison, TX 75001
96
Wealthminder
score

Richard Winters (CRD# 2143556) is an Investment Advisor Representative working at Raa in Addison, TX and has over 18 years of experience in the finance industry. Richard Winters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Rick R. Barton
CRD#: 4621665
15725 N. Dallas Parkway, Suite 220, Addison, TX 75001
93
Wealthminder
score

Rick Barton (CRD# 4621665) is an Investment Advisor Representative working at Raa in Addison, TX and has over 17 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.