Ria Advisory Group, LLC

Ria Advisory Group, LLC (CRD# 152566) is a financial advisory firm headquartered in Des Moines, IA. They manage $87,681,458 in 1,340 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    88
    MILLION
  • Total Number of Accounts
    1,340
    ACCOUNTS
  • Average Account Value
    $65,434
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

IA, MN, MO, NV, TX

Financial Advisors at Ria Advisory Group, LLC
Showing 1 - 10 of 13 top financial advisors.
1
Dean M. Baker
CRD#: 5273150
128 Main Street, Wanamingo, MN 55983
96
Wealthminder
score

Dean Baker (CRD# 5273150) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Wanamingo, MN and has over 10 years of experience in the finance industry. Dean Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Kirk J. Bond
CRD#: 2272596
2203 Grand Avenue, Des Moines, IA 50312
96
Wealthminder
score

Kirk Bond (CRD# 2272596) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Des Moines, IA and has over 25 years of experience in the finance industry.

3
Brian L. Vestal
CRD#: 2533289
2203 Grand Avenue, Des Moines, IA 50312
96
Wealthminder
score

Brian Vestal (CRD# 2533289) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Des Moines, IA and has over 23 years of experience in the finance industry. Brian Vestal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Benjamin A. Heckart
CRD#: 1713069
2203 Grand Avenue, Des Moines, IA 50312
93
Wealthminder
score

Benjamin Heckart (CRD# 1713069) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Des Moines, IA and has over 30 years of experience in the finance industry.

5
Kevin K. Klein
CRD#: 2128175
2203 Grand Avenue, Des Moines, IA 50312
93
Wealthminder
score

Kevin Klein (CRD# 2128175) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Des Moines, IA and has over 26 years of experience in the finance industry.

6
Linda A. Lundquist
CRD#: 3016630
2203 Grand Avenue, Des Moines, IA 50312
93
Wealthminder
score

Linda Lundquist (CRD# 3016630) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Des Moines, IA and has over 19 years of experience in the finance industry.

7
Kari L. Nelson
CRD#: 5448702
128 Main Street, Wanamingo, MN 55983
93
Wealthminder
score

Kari Nelson (CRD# 5448702) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Wanamingo, MN and has over 9 years of experience in the finance industry.

8
John T. Peak
CRD#: 4489356
Henderson, NV
93
Wealthminder
score

John Peak (CRD# 4489356) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Henderson, NV and has over 11 years of experience in the finance industry.

9
Kevin T. Prink
CRD#: 2317885
119 4th Street North, Suite 3, Cannon Falls, MN 55009
93
Wealthminder
score

Kevin Prink (CRD# 2317885) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Cannon Falls, MN and has over 24 years of experience in the finance industry.

10
Christopher J. Rayner
CRD#: 1800990
421 West 4th St #3, Red Wing, MN 55066
93
Wealthminder
score

Christopher Rayner (CRD# 1800990) is an Investment Advisor Representative working at Ria Advisory Group, LLC in Red Wing, MN and has over 29 years of experience in the finance industry.

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