Rice Hall James & Associates LLC

Rice Hall James & Associates LLC (CRD# 125410) is a financial advisory firm headquartered in San Diego, CA. They manage $1,740,724,495 in 286 accounts and serve the financial needs of clients across 22 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,741
    MILLION
  • Total Number of Accounts
    286
    ACCOUNTS
  • Average Account Value
    $6,086,449
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, CT, FL, GA, IL, IN, LA, MA, MN, MO, NC, NH, NJ, NY, OH, OK, PA, SC, TX, VA, WA, WI

Financial Advisors at Rice Hall James & Associates LLC
Showing 1 - 7 of 7 top financial advisors.
1
Thuong-thao N. Buu-Hoan
CRD#: 4551637
600 West Broadway, Suite 1000, San Diego, CA 92101

Thuong-thao Buu-Hoan (CRD# 4551637) is an Investment Advisor Representative working at Rice Hall James & Associates LLC in San Diego, CA and has over 23 years of experience in the finance industry.

2
Louis M. Holtz
CRD#: 4329938
300 N. Lake Ave., Suite 929, Pasadena, CA 91101

Louis Holtz (CRD# 4329938) is an Investment Advisor Representative working at Rice Hall James & Associates LLC in Pasadena, CA and has 1 year of experience in the finance industry.

3
Thomas W. McDowell
CRD#: 1918831
600 West Broadway Suite 1000, San Diego, CA 92101

Thomas McDowell (CRD# 1918831) is an Investment Advisor Representative working at Rice Hall James & Associates LLC in San Diego, CA and has over 35 years of experience in the finance industry.

4
Michael C. Meoli
CRD#: 5909730
600 West Broadway Suite 1000, San Diego, CA 92101

Michael Meoli (CRD# 5909730) is an Investment Advisor Representative working at Rice Hall James & Associates LLC in San Diego, CA and has over 12 years of experience in the finance industry.

5
Gary S. Rice
CRD#: 2335569
600 West Broadway Suite 1000, San Diego , CA 92101

Gary Rice (CRD# 2335569) is an Investment Advisor Representative working at Rice Hall James & Associates LLC in San Diego , CA and has over 31 years of experience in the finance industry.

6
Anthon H. Shaw
CRD#: 2371370
600 West Broadway Suite 1000, San Diego, CA 92101

Anthon Shaw (CRD# 2371370) is an Investment Advisor Representative working at Rice Hall James & Associates LLC in San Diego, CA and has over 28 years of experience in the finance industry.

7
Timothy A. Todaro
CRD#: 2336062
600 West Broadway Suite 1000, San Diego, CA 92101

Timothy Todaro (CRD# 2336062) is an Investment Advisor Representative working at Rice Hall James & Associates LLC in San Diego, CA and has over 30 years of experience in the finance industry.

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