Richard P. Slaughter Associates, Inc.

Richard P. Slaughter Associates, Inc. (CRD# 109080) is a financial advisory firm headquartered in Austin, TX. They manage $394,892,909 in 1,101 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    395
    MILLION
  • Total Number of Accounts
    1,101
    ACCOUNTS
  • Average Account Value
    $358,667
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, NM, TX

Financial Advisors at Richard P. Slaughter Associates, Inc.
Showing 1 - 10 of 11 top financial advisors.
1
Darby S. Armont
CRD#: 3231569
13809 Research Blvd, Suite 905, Austin, TX 78750
96
Wealthminder
score

Darby Armont (CRD# 3231569) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 17 years of experience in the finance industry. Darby Armont has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Virginia M. Paneda
CRD#: 2612578
13809 Research Blvd, Suite 905, Austin, TX 78750
96
Wealthminder
score

Virginia Paneda (CRD# 2612578) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 21 years of experience in the finance industry. Virginia Paneda has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jana L. Hovey
CRD#: 3231570
13809 Research Blvd, Suite 905, Austin, TX 78750
93
Wealthminder
score

Jana Hovey (CRD# 3231570) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 17 years of experience in the finance industry. Jana Hovey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Amy M. Kothmann
CRD#: 6097300
13809 Research Blvd, Suite 905, Austin, TX 78750
93
Wealthminder
score

Amy Kothmann (CRD# 6097300) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 4 years of experience in the finance industry. Amy Kothmann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Ann M. Nowell
CRD#: 4895833
13809 Research Blvd, Suite 905, Austin, TX 78750
93
Wealthminder
score

Ann Nowell (CRD# 4895833) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 11 years of experience in the finance industry.

6
Robert M. Tabor
CRD#: 3150280
13809 Research Blvd, Suite 905, Austin, TX 78750
93
Wealthminder
score

Robert Tabor (CRD# 3150280) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 18 years of experience in the finance industry.

7
Philip L. Webb
CRD#: 2943855
2435 N Central Expressway, Suite 1200, Richardson, TX 75080
93
Wealthminder
score

Philip Webb (CRD# 2943855) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Richardson, TX and has over 18 years of experience in the finance industry.

8
James A. Sherrard
CRD#: 6056540
13809 Research Blvd, Suite 905, Austin, TX 78750
90
Wealthminder
score

James Sherrard (CRD# 6056540) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 4 years of experience in the finance industry.

9
Brooks C. Slaughter
CRD#: 2313765
13809 Research Blvd, Suite 905, Austin, TX 78750
90
Wealthminder
score

Brooks Slaughter (CRD# 2313765) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has 1 year of experience in the finance industry. Brooks Slaughter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Laura J. Martin
CRD#: 6416879
13809 Research Blvd, Suite 905, Austin, TX 78750
88
Wealthminder
score

Laura Martin (CRD# 6416879) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 2 years of experience in the finance industry.

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