Richard P. Slaughter Associates, Inc.

Richard P. Slaughter Associates, Inc. (CRD# 109080) is a financial advisory firm headquartered in Austin, TX. They manage $729,669,756 in 1,602 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    730
    MILLION
  • Total Number of Accounts
    1,602
    ACCOUNTS
  • Average Account Value
    $455,474
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, NE, NM, TX

Financial Advisors at Richard P. Slaughter Associates, Inc.
Showing 1 - 10 of 11 top financial advisors.
1
Darby S. Armont
CRD#: 3231569
13809 Research Blvd, Suite 905, Austin, TX 78750

Darby Armont (CRD# 3231569) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 24 years of experience in the finance industry. Darby Armont has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Joshua D. Gideon
CRD#: 5991791
13809 Research Blvd, Suite 905, Austin, TX 78750

Joshua Gideon (CRD# 5991791) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 11 years of experience in the finance industry. Joshua Gideon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Jana L. Hovey
CRD#: 3231570
13809 Research Blvd, Suite 905, Austin, TX 78750

Jana Hovey (CRD# 3231570) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 24 years of experience in the finance industry. Jana Hovey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Laura J. Martin
CRD#: 6416879
13809 Research Blvd, Suite 905, Austin, TX 78750

Laura Martin (CRD# 6416879) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 8 years of experience in the finance industry.

5
Ann M. Nowell
CRD#: 4895833
13809 Research Blvd, Suite 905, Austin, TX 78750

Ann Nowell (CRD# 4895833) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 18 years of experience in the finance industry.

6
James A. Sherrard
CRD#: 6056540
13809 Research Blvd, Suite 905, Austin, TX 78750

James Sherrard (CRD# 6056540) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 11 years of experience in the finance industry. James Sherrard has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Brooks C. Slaughter
CRD#: 2313765
13809 Research Blvd, Suite 905, Austin, TX 78750

Brooks Slaughter (CRD# 2313765) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has 1 year of experience in the finance industry. Brooks Slaughter has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Christopher W. Snyder
CRD#: 6319578
13809 Research Blvd, Suite 905, Austin, TX 78750

Christopher Snyder (CRD# 6319578) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 9 years of experience in the finance industry. Christopher Snyder has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Robert M. Tabor
CRD#: 3150280
13809 Research Blvd, Suite 905, Austin, TX 78750

Robert Tabor (CRD# 3150280) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 25 years of experience in the finance industry.

10
Lafe I. Blobaum
CRD#: 7218995
13809 Research Blvd, Suite 905, Austin, TX 78750

Lafe Blobaum (CRD# 7218995) is an Investment Advisor Representative working at Richard P. Slaughter Associates, Inc. in Austin, TX and has over 3 years of experience in the finance industry. Lafe Blobaum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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