Rivernorth Capital Management, LLC

Rivernorth Capital Management, LLC (CRD# 122020) is a financial advisory firm headquartered in Chicago, IL. They manage $3,497,197,536 in 9 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,497
    MILLION
  • Total Number of Accounts
    9
    ACCOUNTS
  • Average Account Value
    $388,577,504
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, IL, NY

Financial Advisors at Rivernorth Capital Management, LLC
Showing 1 - 10 of 10 top financial advisors.
1
Eric M. Pestrue
CRD#: 4416631
325 N Lasalle, Suite 645, Chicago, IL 60654
96
Wealthminder
score

Eric Pestrue (CRD# 4416631) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 16 years of experience in the finance industry.

2
William A. Webb
CRD#: 2360329
325 N Lasalle, Suite 645, Chicago, IL 60654
96
Wealthminder
score

William Webb (CRD# 2360329) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 8 years of experience in the finance industry.

3
Philip K. Bartow
CRD#: 4568557
325 N Lasalle, Suite 645, Chicago, IL 60654
93
Wealthminder
score

Philip Bartow (CRD# 4568557) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

4
Melissa A. Braun
CRD#: 5222655
325 N Lasalle, Suite 645, Chicago, IL 60654
93
Wealthminder
score

Melissa Braun (CRD# 5222655) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 11 years of experience in the finance industry.

5
Emily R. Chou
CRD#: 5355247
325 N. Lasallet St., Suite 645, Chicago, IL 60654
93
Wealthminder
score

Emily Chou (CRD# 5355247) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 8 years of experience in the finance industry.

6
Brian H. Schmucker
CRD#: 4581937
325 N Lasalle, Suite 645, Chicago, IL 60654
93
Wealthminder
score

Brian Schmucker (CRD# 4581937) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 17 years of experience in the finance industry.

7
Patrick W. Galley
CRD#: 4869392
325 N Lasalle, Suite 645, Chicago, IL 60654
90
Wealthminder
score

Patrick Galley (CRD# 4869392) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has 1 year of experience in the finance industry.

8
Stephen A. O'neill
CRD#: 5987880
325 N Lasalle, Suite 645, Chicago, IL 60654
90
Wealthminder
score

Stephen O'neill (CRD# 5987880) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has 1 year of experience in the finance industry.

9
James H. Nolan
CRD#: 6163150
325 N Lasalle, Suite 645, Chicago, IL 60654
89
Wealthminder
score

James Nolan (CRD# 6163150) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 4 years of experience in the finance industry.

10
Christopher R. Lakumb
CRD#: 5284868
Santa Rosa, CA
76
Wealthminder
score

Christopher Lakumb (CRD# 5284868) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Santa Rosa, CA and has over 10 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.