Rivernorth Capital Management, LLC

Rivernorth Capital Management, LLC (CRD# 122020) is a financial advisory firm headquartered in Chicago, IL. They manage $3,497,197,536 in 9 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,497
    MILLION
  • Total Number of Accounts
    9
    ACCOUNTS
  • Average Account Value
    $388,577,504
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, IL, NY

Financial Advisors at Rivernorth Capital Management, LLC
Showing 1 - 10 of 10 top financial advisors.
1
Eric M. Pestrue
CRD#: 4416631
325 N Lasalle, Suite 645, Chicago, IL 60654
96
Wealthminder
score

Eric Pestrue (CRD# 4416631) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

2
William A. Webb
CRD#: 2360329
325 N Lasalle, Suite 645, Chicago, IL 60654
96
Wealthminder
score

William Webb (CRD# 2360329) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 7 years of experience in the finance industry.

3
Philip K. Bartow
CRD#: 4568557
325 N Lasalle, Suite 645, Chicago, IL 60654
93
Wealthminder
score

Philip Bartow (CRD# 4568557) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 14 years of experience in the finance industry.

4
Melissa A. Braun
CRD#: 5222655
325 N Lasalle, Suite 645, Chicago, IL 60654
93
Wealthminder
score

Melissa Braun (CRD# 5222655) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 10 years of experience in the finance industry.

5
Emily R. Chou
CRD#: 5355247
325 N. Lasallet St., Suite 645, Chicago, IL 60654
93
Wealthminder
score

Emily Chou (CRD# 5355247) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 7 years of experience in the finance industry.

6
Brian H. Schmucker
CRD#: 4581937
325 N Lasalle, Suite 645, Chicago, IL 60654
93
Wealthminder
score

Brian Schmucker (CRD# 4581937) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 16 years of experience in the finance industry.

7
Patrick W. Galley
CRD#: 4869392
325 N Lasalle, Suite 645, Chicago, IL 60654
90
Wealthminder
score

Patrick Galley (CRD# 4869392) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has 1 year of experience in the finance industry.

8
Stephen A. O'neill
CRD#: 5987880
325 N Lasalle, Suite 645, Chicago, IL 60654
90
Wealthminder
score

Stephen O'neill (CRD# 5987880) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has 1 year of experience in the finance industry.

9
James H. Nolan
CRD#: 6163150
325 N Lasalle, Suite 645, Chicago, IL 60654
89
Wealthminder
score

James Nolan (CRD# 6163150) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 3 years of experience in the finance industry.

10
Christopher R. Lakumb
CRD#: 5284868
Santa Rosa, CA
76
Wealthminder
score

Christopher Lakumb (CRD# 5284868) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Santa Rosa, CA and has over 9 years of experience in the finance industry.

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